SYMPHONY
NO. 1 in C MINOR, OP. 68
Recording: Vienna Philharmonic, conducted by Leonard
Bernstein; Gerhart Hetzel, violin solo (2nd Movement).
Live performance from 1983 [DG D-125 224]
Published
1877.
The extremely long gestation of the First
Symphony has almost legendary status. While some
speculation is probably romanticized hyperbole, it is
certainly true that Brahms approached the composition of this
hallowed genre with extreme respect (as he had similarly done
with the string
quartet). Already proclaimed
by Schumann as the heir to Beethoven in the 1850s, Brahms knew
that his first symphonic effort would be subject to intense
scrutiny and high expectations. Thus, he went through a
long process of preparation that included such works as the First Piano Concerto, the two serenades,
the German Requiem, the short choral
works from the Op. 50s, and the Haydn Variations, all of which
sharpened his skills in orchestration. The piano concerto even started its life
as a symphony, and the First Serenade
was originally called “Symphony-Serenade.” When, after
more than twenty years as an active composer, Brahms published
the First Symphony, it was instantly hailed as a supreme
masterpiece. The key of C minor with an ending in C
major drew immediate comparison to Beethoven’s Fifth.
The complexity of the first movement, with its dense web of
motives and lack of singable melodies, was balanced by its
exciting climax and passionate energy. Brahms also
followed Beethoven in shifting the weight toward the finale, a
huge movement with a large double introduction. The
second part of the introduction, with its evocative horn and
flute parts, uses a familiar “alphorn” or “London chimes”
melody that Brahms had used as a greeting for Clara
Schumann. When the main part of the movement arrives, it
is with what might be recognized as the composer’s most
inspired theme, the “big tune” that immediately drew
comparison to the “joy” theme of Beethoven’s Ninth (whether
his comment that “any ass can hear that” was meant as an
acknowledgement of the similarity or as an observation about
those who made the comparison is still debated). The
ending has genuine and well-planned moments of triumph.
The movement’s form, with a conflated development and
recapitulation, has long been a favorite for analysis.
The middle movements also have notable features, such as the
nebulous phrase structure of the slow movement, along with the
metrical distortions of the middle section and the violin solo
at the end. The solo was an atypical romantic indulgence
for the mature Brahms. The third movement has structural
resemblance to a scherzo and trio, but this is no
scherzo. The moderately-paced “scherzo substitute” would
set the precedent for the Second
and Third symphonies as well.
One innovative aspect of the overall design is the symmetrical
progression by thirds (major thirds) between the movements: C,
E, A-flat, C, an unusual layout. The First Symphony is
more than a legend and more than one Big Tune. It is,
with respect to Mahler’s “Titan,” the greatest First Symphony
ever written, from the pounding timpani of the first
movement’s introduction to the blazing C-major chords at the
end. The standard orchestra with four horns and
two trumpets adds contrabassoon and, in the last movement,
three trombones.
IMSLP
WORK PAGE
ONLINE
SCORE FROM IMSLP (First Edition from Brahms-Institut
Lübeck)
ONLINE
SCORE FROM IMSLP (from Breitkopf & Härtel Sämtliche Werke):
1st
Movement: Un poco sostenuto - Allegro (Sonata-Allegro form
with introduction). C MINOR, 6/8 time, with one 9/8
bar.
INTRODUCTION - Un poco sostenuto
0:00 [m. 1]--The
opening is incredibly powerful and assertive. Attention
is drawn to the pulsating timpani, who steadily play on the
home keynote, C. Against this, the violins and cellos
begin with one of the symphony’s main ideas, three ascending
notes, each a half-step apart. The winds and violas play
descending chords against this. The string basses and
contrabassoon join with the timpani beats. An important
rhythm, three shorter notes, follows in the ascent. The
violin line is highly syncopated.
0:10 [m. 3]--The
syncopation in the violins continues. The winds begin to
play new figures harmonized in thirds. They are based on
a long note followed by three ascending shorter ones.
The violins and cellos begin to work with the rhythm of three
shorter notes, often in widely leaping lines. The music
remains strong and assertive, and the timpani continue to beat
loudly. This all approaches a half-cadence with a
punctuating trill. It is prepared by a single drawn-out
9/8 bar inserted into the context of 6/8.
0:37 [m. 9]--After the
half-cadence, the music cuts off sharply and moves directly to
a series of upbeat figures that begin to sound like they start
on strong beats and thus obscure the sense of pulse.
These figures are groups of three repeated notes in the
strings, all plucked, and passed between instrument
groups. The winds support the groups with longer
syncopated notes that match the changes. There are two
downward leaps, the second a third lower, between the
groups. These figures merge into “sighing” figures with
bowed strings. These are also highly syncopated and
include chromatic notes. They also reach a half-cadence.
0:56 [m. 13]--The
plucked groups of repeated notes begin again, this time in F
minor and still supported by winds. The following
“sighing” figures are also analogous to the passage just
completed, but they are extended by two more bars and begin to
build up. Eventually, they leap an octave at the top of
the buildup. There is then a scale descent in violins,
bassoons, and flutes that again recedes. The scale still
suggests F minor, but the following music is back in C minor.
1:33 [m. 21]--The
strings begin an ominous anticipation of the widely-spaced
Theme 1, which will appear in full in the exposition.
The arpeggios become gradually faster and are the impetus for
another strong buildup, both in volume and pitch. Under
the strings, the timpani begin again to pulse, and there is
light wind support, but that support does include trumpets
along with horns, clarinets, and flutes. Under the
buildup and the increased speed of the arpeggios, the timpani
beats are also played twice as quickly.
1:49 [m. 25]--The
buildup flowers into an even more powerful statement of the
opening music, which now begins on the “dominant” note G
instead of C. Under this statement, the timpani no
longer pulsate, but rumble in an extended roll. The
pulsation remains in the string basses and
contrabassoon. This climax continues as had the opening
at 0:10 [m. 3], including the wind figures in thirds, but it
is sharply cut off before the string elaboration of the
short-note rhythm. The early cutoff allows the same
half-cadence as before, since the passage began at a higher
level than at the opening.
2:07 [m. 29]--The
sharp cutoff isolates an oboe, which plays a melancholy and
meandering melody that includes wide leaps, including a leap
up an octave to a descending scale. The oboe line is
supported by horns and bassoons, later clarinets, and the
quiet level reflects that of the plucked repeated notes
following the previous cutoff. The “meandering melody”
dovetails briefly into a flute line before being passed back
to the oboe.
2:25 [m. 33]--The oboe
line dovetails into an entry of the cellos, who take over the
“meandering melody,” including the leap up the octave to the
descending scale. The winds drop out, the clarinets
exiting last. The upper strings provide a quiet
background to the cello line. At the end, a quiet and
highly anticipatory half-cadence is approached by an isolated
plucked note in the cellos following their completion of the
“meandering melody” and a gentle descent from a long-held
first violin note. One more plucked cello note on the
“dominant” pitch of G creates a great sense of anticipation
for the arrival of the exposition.
EXPOSITION - Allegro
2:47 [m. 38]--The
exposition begins with a powerful sort of “motto” rather than
directly with Theme 1. A low unison C punched out by
timpani, cellos, horns, and winds is followed by music that is
highly similar to the opening of the introduction. Each
wind group except bassoons divides so that the top instrument
moves up and the bottom one moves down. Both bassoons
move down, along with a pair of unison horns. The upper
line is the rising three-note half-step idea. It is
immediately followed by a quick turning figure that is clearly
derived from the faster “short-note” rhythm from the
introduction, expanded to include the following
downbeat. At this point, the strings enter, echoing the
turning “short-note” rhythm with punctuating brass and a full
cadence.
2:53 [m. 42]--Theme
1. The first violins present the theme, which begins
with a rising arpeggio. It soars above pulsating second
violins and violas. Underneath it, the cellos and
bassoons play the “motto,” with the three rising half-steps
and the faster turning figure. The soaring arpeggio is
followed by a more detached descent. The theme begins
again a fifth higher, still with the “motto” in the low
instruments, but now with wind support. Instead of
moving to the descent, the theme is slightly extended with
violin syncopations and a strong half-cadence. The low
instruments play more “turning figures” under this extension
(C minor).
3:04 [m. 52]--The
strings play two downward leaps beginning on upbeats, the
second a third lower. These are in unison. They
echo the plucked string figures from the introduction at 0:37
[m. 9]. Like those, these are followed by “sighing”
gestures with chromatic notes. The winds join and the
strings harmonize on the “sighing” gestures. The low
strings play more downward leaps under them. They are
cut off by decisive and detached notes with timpani beats.
3:12 [m. 58]--More
downward leaps and “sighing” gestures echo the F-minor harmony
and structure of 0:56 [m. 13] from the introduction. The
“sighing” gestures are extended, as they are there. They
are first played by the low strings, then taken over by the
violins and horns. The violins continue to play the
downward leaps over the sighing gestures from the low strings,
and the winds with low strings play the downward leaps when
the violins take over. Already loud, the music builds to
a feverish full cadence in C minor that is emphatically
emphasized with the “short-note” turning figure in the violins
along with brass chords.
3:28 [m. 70]--The
winds, beginning with clarinets and bassoons, start another
tentative statement of Theme 1 that blossoms into a full
statement, including the detached descent. The violins,
violas, and timpani play pulsating repetitions that begin to
sound like the da-da-da-DUM “fate” rhythm from Beethoven’s
Fifth Symphony. The low strings play an inversion of the
“motto,” with the half-steps and turn figures, but their
direction is reversed so that the half-steps move down and the
turning figures move up.
3:38 [m. 79]--The
strings, including low strings, take over and extend the Theme
1 material. The winds play extended versions of the
inverted “motto.” The brass and timpani now greatly
emphasize the “fate” rhythm. Heavy syncopation, drum
rolls, and the forceful detached descent all move to another
full cadence.
3:52 [m. 90]--Transition.
The
full orchestra follows the cadence with a series of strong
syncopations, mostly detached from each other and with the
winds and strings staggered. They culminate in a
powerful detached descent in long-short rhythm. This
descending arpeggio greatly diminishes in volume. The
long-short rhythm continues in a series of questioning
gestures from strings and winds. A gentle arching
line follows, and the music begins to move toward the related
major key of E-flat.
4:13 [m. 105]--The
music is now even quieter. The strings put down their
bows and begin to pluck on the long-short rhythm, which is
still very detached. The winds play isolated and quiet
chords. The strings bow again when the winds introduce
the “gentle arching line” again. This is extended and
emerges into soft and isolated exchanges between plucked
higher strings and short wind chords. The cellos
continue to pulsate.
4:30 [m. 117]--E-flat
major has now arrived. The first violins and cellos
begin a murmuring line, over which a solo horn plays a
distinctive falling call. The call is then taken by the
woodwinds for a second statement.
4:36 [m. 121]--After a
brief break, the murmuring line continues in the second
violins and violas. The first oboe and horn then lead
the other winds, who harmonize as they play the three-note
half-step figure four times in rising succession. Under
these statements, the cellos play a major-key version of Theme
1’s opening arpeggios. This is passed to the violins on
the third statement, and the low strings move to one inverted
(descending) and one original (ascending) three-note half-step
figure. The fourth oboe statement is short, and it
settles down with the falling strings to a half-cadence
anticipating Theme 2.
4:51 [m. 130]--Theme
2. It is almost entirely derived from the downward leaps
from 3:04 [m. 52] and earlier in the introduction with the
plucked repeated notes. It has now been transformed into
a wistful, gentle, albeit highly chromatic melody presented by
first oboe. Under the melody, the violas have started to
pulse on repeated notes, and the clarinets, bassoons, and
cellos provide additional support (E-flat major).
5:01 [m. 139]--After
two phrases, the clarinets begin to echo the oboe line, which
they do twice. The horns also join at this point,
playing upward neighbor-tone gestures while harmonized in
thirds. The oboes then appear to abandon the theme,
answering a clarinet imitation with the opening gesture and
then a slower, partly syncopated descent that seems to trail
off.
5:12 [m. 146]--The
violins take over from the oboes and clarinets. They
appear to turn the oboe descent around, but in reality they
are playing the three-note half-step figure. This is
immediately answered by a lovely cadence gesture from a
clarinet, which is nothing more than the “tail” of the Theme 2
phrases. The clarinet is answered by a horn, and they
pass the gesture back and forth twice. Finally, the
flute and oboe play the cadence gesture together, and they are
answered and overlapped ominously by the clarinet and
bassoon. These entries add a descending octave.
Last, the low horns answer the gesture, overlapping clarinet
and bassoon. They reach a very low octave, and the bass
harmony below shifts to E-flat minor.
5:33 [m. 157]--Closing
Theme. Two isolated three-note minor-key descents in the
violas begin, punctuated by plucked chords from other
strings. Then the rest of the strings take the bows and
pass the three-note descents down from violins to violas to
cellos, overlapping their entries and creating a pileup
effect. This builds tremendously as the winds creep back
in (E-flat minor).
5:37 [m. 161]--The
descent is developed into a powerful melody led by the violins
and characterized by its increasingly wide leaps and plunging
arpeggios. The low strings and bassoons have a
prominent, somewhat slower counterpoint to the violins that
usually moves in the opposite direction. Other winds add
support to the melody’s off-beat accents and
syncopation. The “fate” rhythm is prevalent.
5:46 [m. 169]--The
parts are reversed. The low strings and bassoons now
play the faster melody with wide leaps. The violins in
octaves, with support from most woodwinds, play the slower
counterpoint, which now takes center stage. Approaching
the climax, the faster melody creeps up to the second violins,
who break from their lower octaves with the first violins.
5:56 [m. 177]--In an
enormous climax, the first violins begin an extremely
syncopated cadence phrase. The low strings first play
“inverted” three-note ascents, then “original” descents.
The horns play blasting calls with strong falling octaves
against this. There are five of these, the last three
overlapping. After a strong cadence in E-flat minor, the
winds and strings twice alternate a hammering third beginning
on an upbeat. The strings then reiterate this third
three times before descending and pivoting back to the
exposition repeat.
EXPOSITION REPEATED
6:10 [m. 189, first ending,
replacing m. 38]--The pivot back to C minor is
accomplished by a rather jarring half-step descent following
the hammered thirds. The first ending has two bars (mm.
189a and 190a, corresponding to mm. 38-39), but the only
difference is that all strings play on the initial thumping
unison C, coming as they do from their descent. From
that point, the opening “motto” continues as at 2:47.
The repeat sign goes back to m. 40.
6:15 [m. 42]--Theme 1,
with rising arpeggios over the “motto,” as at 2:53.
6:26 [m. 52]--Downward
leaps on upbeats and “sighing” gestures, as at 3:04.
6:33 [m. 58]--Downward
leaps and “sighing” gestures in F minor, then buildup and
cadence, as at 3:12.
6:48 [m. 70]--Tentative
wind statement of Theme 1 over “fate” rhythm and inversion of
“motto,” as at 3:28.
6:58 [m. 79]--Extension
of Theme 1 material with inverted “motto,” “fate” rhythm, and
cadence, as at 3:38.
7:11 [m. 90]--Transition
with syncopation, huge descent, long-short rhythm, and move to
E-flat, as at 3:52.
7:31 [m. 105]--Plucked
long-short rhythm and isolated string/wind exchanges, as at
4:13.
7:48 [m. 117]--Murmuring
string line with falling horn and woodwind calls, as at 4:30.
7:54 [m. 121]--Half-step
motives
from oboe/horn and major-key version of Theme 1 arpeggios, as
at 4:36.
8:09 [m. 130]--Theme
2. Downward leaps presented by oboe with pulsating
violas, as at 4:51.
8:20 [m. 139]--Clarinet
echoes, horn gestures, and syncopated descent, as at 5:01.
8:30 [m. 146]--Violin
ascent, cadence gestures, large descent with octaves, and
motion to minor, as at 5:12.
8:50 [m. 157]--Closing
Theme. Minor-key descents and then overlapping descents,
as at 5:33.
8:55 [m. 161]--Powerful
melody with wide leaps, plunging arpeggios, and slower
counterpoint, as at 5:37.
9:04 [m. 169]--Reversal
of parts and approach to climax, as at 5:46.
9:13 [m. 177]--Enormous
climax with syncopation, blasting horn calls, and hammering
thirds, as at 5:56.
DEVELOPMENT
9:27 [m. 189, second ending]--The
last
descent
is
a whole step rather than a half-step, causing a motion at the
development to B instead of to the C of the exposition.
In B major, the strings elaborate on the opening arpeggio from
Theme 1. This is supported by wind chords and is at full
volume. After eight bars, the familiar descent and
half-cadence from Theme 1 is heard, still in B.
9:39 [m. 197]--The
strings are suddenly hushed, and the violins begin to play in
tremolo. The
violas pulsate. A solo bassoon plays a slower
elaboration of the Theme 1 material in counterpoint with
another line in the low strings. There is a subtle shift
from B major to B minor, and the higher winds make an
unobtrusive entrance to help mark another half-cadence in B
minor.
9:49 [m. 205]--The
violins begin the tremolo
motion again. The slow elaboration on Theme 1 is again
heard, but it is now flute and oboe, rather than bassoon, who
play in counterpoint with the low strings. The harmony
makes an almost imperceptible digression from the previous
passage, and the material is extended. The harmony moves
away from B, first seemingly back home to C minor, which is
strongly implied by the low-string arpeggios. At that
point, the timpanist enters with “fate” rhythms and
rolls. The music becomes quieter, then makes another
harmonic digression down, to B-flat minor.
10:17 [m. 225]--The
closing theme makes an unmistakable entry in B-flat
minor. It builds rapidly, as this theme always
does. The isolated three-note descents and their
extensions are heard as in the exposition. The theme
seems to continue, but on the third upward leap, it suddenly
pauses. There follows a new, warm, and melodious phrase
from the strings in G-flat major (which is not too far distant
from B-flat minor). This phrase seems to expand on the
non-melodic detached syncopations from the beginning of the
transition at 3:52 and 7:11 [m. 90]. Against this, the
horns, then other winds, play the “fate” rhythm.
10:31 [m. 237]--The
closing theme again begins in B-flat minor without its opening
gestures, and the new melodious G-flat phrase follows, now in
the winds. The strings almost rudely cut the winds off,
and through a simple manipulation move the phrase down to A
major. The “fate” rhythms are still heard, now from
trumpets as well as horns. The winds echo the end of the
A-major melody, and then the strings take over for yet another
statement of the phrase, now in C major. “Fate” rhythms
continue in the horns.
10:49 [m. 253]--The
winds pass the opening three chords of the “melodious phrase”
to the strings twice. The winds then seem to begin
another alternation, but they isolate the “sighing” figures of
the phrase, stating them four times, with the last two a step
higher, moving away from C. The strings join them in
harmony on the last two, and the music has again arrived at
B-flat minor. The “fate” rhythm is loudly blasted by the
horns under these last two “sigh” figures.
11:00 [m. 261]--The
return to B-flat minor has been an illusion. The closing
theme gestures begin again in the strings, at a powerful
level, but the contour of the theme immediately places the
music back in C minor. The horns and timpani powerfully
state the “fate” rhythm, and the rising half-step motive is
heard in the low strings. The winds then echo the
strings with the top voice a third lower. The strings
make another statement a third higher than the first one, and
the winds again echo it a third below. The second low
string statement of the rising half-steps remains anchored,
moving to the “dominant” note.
11:09 [m. 269]--The
music suddenly quiets down, and the violins make a final
effort at the closing theme at a lower level. Pulsating
violas and continuing “fate” rhythms are heard as the music
continues to diminish. The rising half-step motive, so
pervasive in the movement, is heard two more times in the low
strings, still remaining anchored to the strong motion into
the “dominant” note of C minor (G).
11:15 [m. 273]--A long
bass pedal on the dominant note G begins. The cellos
pass the “fate” rhythm to the timpani and back, both remaining
anchored to the note. The half-step motive now comes to
the forefront. The violins state it, then invert it,
moving gradually down. They do this a second time, still
moving downward. The inversion follows the second
statement as it had the first, but it is stretched out, with a
longer second note. All of these statements are
syncopated over bar lines, and winds and violas have downward
moving lines in thirds against all of them.
11:27 [m. 282]--The
last “stretched out” inversion of the half-step motive turns
around on its final note and begins another series of
downward-moving statements that follows the same pattern as
before: statement, inversion, second statement, stretched-out
second inversion. The winds still have their generally
downward-moving thirds, but the violas now join the first
violins, the second violins having dropped out. The
cellos and timpani continue to pass the “fate” rhythm, which
is still on the note G. After the last inverted
statement, the strings pause, then descend with syncopated
notes, stopping just short of the “goal” note, C. The
“fate” rhythm stops, and the music, now very quiet, becomes
nearly motionless.
11:44 [m. 294]--Re-transition.
It
is
of
unusual length. The preparatory “dominant” has already
been in the bass “fate rhythm” for a while. Now, at the
moment of greatest quiet and stillness, begins a slow and
massive buildup. Beginning with F-sharp leading into the
dominant note G, the three-note rising half-steps are heard in
the bass with the first note held over the bar line.
They are followed by a near-repetition that leaps an octave
from the second note. Above this, the violins and
violas, with all but first violins in tremolo, follow behind
the bass with a variant of the figure that replaces the second
half-step with a rising third. The two bass patterns
repeat a half-step higher. The “fate rhythm” in horns
and timpani is heard, and then the three-note descent with
turn from the closing theme follows in the clarinets,
harmonized in thirds.
11:55 [m. 301]--As the
second bass pattern with the leaping octave concludes, the
“fate” rhythm is again heard from the horns (now without
timpani). The pattern of alternation between this and
the three-note descent with turn continues. The descent
and turn works steadily upward, alternating between oboes and
clarinets. The bass pattern now works upward steadily by
half-step, but the three-note rising figure is abandoned after
the preceding second statement, and only the figure with the
rising octave continues the ascent. The higher strings
with tremolo
continue in their pattern, but begin to rise more
steadily. Three alternations between “fate” (in horns)
and “descent and turn” (for a total of four, two each in
clarinets and oboes, all harmonized in thirds) are heard as
the bass rises. The volume also steadily and inexorably
builds.
12:12 [m. 313]--The
bass pattern with the rising octave settles on C-sharp moving
into D, where it is heard a total of four times. At this
point, the trumpets join the horns on the “fate” rhythm, and
the “descent and turn” with which it alternates is now played
by flutes and oboes in thirds, the clarinets joining the
bassoons with harmony supporting the bass. When the
fourth bass statement on C-sharp and D is reached, after three
more alternations, the tension is extreme. The “fate”
rhythm and the “descent and turn” join together for two
statements, and the bass moves down by thirds from D, forming
a chord on G and re-establishing the “dominant.” The
first violins also break away from their pattern with wider
leaps over the tremolo.
12:22 [m. 321]--In a
massive upbeat, the timpani join the horns and trumpets on the
“fate” rhythm, and they continue to pound it during the
ensuing climax, which is the high point of the entire
movement. The thundering “fate” rhythm again stays
anchored to the “dominant” note, G. Above this, the
violins begin to play music that incorporates the “quick
turns” from the motto. All winds zigzag downward on the
slower “descent and turn,” all of them still harmonized in
thirds. The mood is feverish and extremely intense.
12:32 [m. 328]--The
winds now blast out two statements of the harmonized
three-note half-step figure. Under this, the strings
collapse into rushing scales out of the “quick turn”
rhythm. The winds retain the characteristic
syncopation. They stall after the second statement on
the “dominant” chord, which is blasted four times as the
timpanist breaks into feverish rolls. It seems that
Brahms could not anticipate the return more strongly than
this, but he has one more surprise in store for this enormous
re-transition.
12:41 [m. 335]--In a
shocking digression, Brahms drops the bottom out of his
transition by moving the bass down to F-sharp, where the
ascent began. Here, the lower strings play the “quick
turning” rhythm again, and the violins join the winds for two
more statements of the half-step figure. Trumpets and
horns blast two more “fate” gestures. The harmony
actually moves from B minor to D minor, ascending by thirds
from the previous G.
RECAPITULATION
12:47 [m. 340]--The
border between re-transition and recapitulation is quite
nebulous here. At this point, another half-step figure
begins another third higher, on F minor, continuing the
previous pattern. But this statement of the figure
develops into the “motto” with the “quick turning”
figures. It is also given great weight by a more slowly
descending bass that includes one of only two duple rhythms
that straighten out the 6/8 meter in the movement. The
“motto” loses its opening thumped C as well as the first wind
descent under the first note, but the F-minor harmony matches
the second chord of the exposition’s “motto,” so Brahms simply
cuts the first chord, and the recapitulation has begun.
The winds and strings have a near role-reversal from the
exposition, and the end of the “motto” is underpinned by a
timpani roll.
12:53 [m. 343]--Theme
1, with rising arpeggios over the “motto,” largely as at 2:53
and 6:15 [m. 42], but given more richness by the winds, who
join the second violins and violas on their pulsations.
13:04 [m. 353]--Downward
leaps on upbeats and “sighing” gestures, as at 3:04 and 6:26
[m. 52], again with richer scoring, the winds joining the
leaps and the horns adding weight to the “sighing” figures.
13:11 [m. 359]--Downward
leaps and “sighing” gestures in F minor, then buildup and
cadence, as at 3:12 and 6:33 [m. 58]. Again, the winds
join the leaps, and the horns join the low strings as well as
the violins on the “sighing” figures
13:25 [m. 370]--Transition.
The
expected
cadence
is cut off by an unexpected rising half-step. This leads
directly into the huge descending arpeggio in detached
long-short rhythm from the transition after 3:52 and 7:11 [m.
90, here analogous to m. 97]. Thus, the entire second
statement of Theme 1 with the inverted “motto” and “fate”
rhythms has been skipped, as well as transition’s opening
syncopations (which became the “melodious phrase” in the
development section). The “questioning” gestures and
arching line follow as expected, but of course the
displacement allows the music to remain in C rather than
moving to E-flat.
13:37 [m. 378]--Plucked
long-short
rhythm and isolated string/wind exchanges, as at 4:13 and 7:31
[m. 105]. The scoring is now somewhat lighter than in
the exposition.
13:54 [m. 390]--Murmuring
low string line with falling horn and woodwind calls, as at
4:30 and 7:48 [m. 117]. It is now in C major instead of
E-flat, and violas instead of first violins “murmur” with the
cellos.
14:01 [m. 394]--Half-step
motives
from oboe/horn and major-key version of Theme 1 arpeggios, as
at 4:36 and 7:54 [m. 121]. First and second violins,
rather than second violins and violas, have the “murmuring”
line.
14:17 [m. 403]--Theme
2, as at 4:51 and 8:09 [m. 130], now in C major. There
is minimal rescoring, including the absence of cellos and the
redistribution of their line to flute, first bassoon, horn,
and isolated violin entries. The oboe still carries the
main melodic line as before.
14:27 [m. 412]--Clarinet
echoes and syncopated descent, as at 5:01 and 8:20 [m.
139]. The clarinet/oboe alternation is preserved, but
again the cellos are absent, and new lines are heard in
violins and flutes. The horns also have new, call-like
material that is different from their gestures at this point
in the exposition.
14:38 [m. 419]--Violin
ascent, cadence gestures, large descent with octaves, and
motion to minor, as at 5:12 and 8:30 [m. 146]. The
clarinet and horn alternate on the cadence gestures, as
before. The final three overlapping gestures are
rescored. The first is for oboe and clarinet rather than
flute and oboe. The second is for horns alone rather
than clarinet and bassoon, and the last is for bassoons rather
than horns. The music in C here is lower than the
exposition’s E-flat, and the bassoons are more suited for the
lowest pitch.
14:59 [m. 430]--Closing
Theme in C minor. The minor-key descents with plucked
punctuation and then the overlapping descents are scored
largely as at 5:33 and 8:50 [m. 157], with added bassoons.
15:04 [m. 434]--Powerful
melody with wide leaps, plunging arpeggios, and slower
counterpoint, as at 5:37 and 8:55 [m. 161]. Here, there
is no major rescoring.
15:13 [m. 442]--The
reversal of parts and approach to the climax are analogous to
5:46 and 9:04 [m. 169].
15:22 [m. 450]--The
climax in C minor largely follows the scoring and pattern of
5:56 and 9:13 [m. 177], including the blasting horn
calls. Trumpets and timpani now support the strings on
the hammering thirds. The descent after the hammering
thirds is narrower than both the first and second endings
after the exposition, with two half-steps leading down to
B-flat (the first ending had a whole-step and a half-step, the
second two whole-steps).
15:36 [m. 462]--The
recapitulation is given an extension with more wind/string
alternation on hammering thirds echoing the previous
music. These heavily emphasize harmonies suggesting F
minor, and are supported by blasting horn chords, trumpets,
and timpani. The hammering gestures start to turn around
and work upward by half-steps. The winds do this while
the string responses still descend and become wider. The
same material is then compressed into tighter time frames with
the wind and string lines coming together into three-note
groups. They approach a powerful arrival on C, but this
is immediately diverted by another hammering third from the
whole orchestra that jars everything toward B-flat minor.
CODA
15:52 [m. 475]--The
strings begin to pluck. They reiterate the hammering
thirds on B-flat and rapidly diminish, the upper instruments
slowly dropping out and leaving only cellos. The horns
softly enter on a held third. The violins then begin to
bow the pervasive three rising half-steps. They veer
toward F minor and major before making their way back to
C. The half-step motive blossoms into two genuinely
melodic phrases, the second a step higher. Under them,
the cellos continue to gently pluck the third, which shifts up
a half-step, then expands to a fourth on C under the second
phrase. Flutes, clarinets, violas, and horns provide
syncopated held thirds in support. Bassoons double the
cellos, as they often have in the movement.
16:08 [m. 486]--A
long, descending, diminishing violin line completes the
melodic statement begun by the phrases based on the half-step
motion. This line reaches a clear cadence in C minor,
and is harmonized by second violins, violas, and winds.
The plucked cello line is interesting. It continues
first with the previous fourth based on C. This fourth
is then turned around so that F is on the bottom and it is a
fifth. Then comes another fourth based on G with C on
top. At the end of the phrase, this is also expanded to
a fifth based on G, which creates the “dominant” before the
cadence. At the same time, the plucking is smoothed to a
straight rhythm (the movement’s second such instance),
which helps bridge to the ensuing slower tempo.
16:27 [m. 495]--At the
cadence, there is a large-scale tempo change to “Meno Allegro”
(originally marked as the “Poco sostenuto” of the
introduction). The “fate” rhythm alternates between horns and
timpani. The cellos hold a low C. The winds
(except flutes), led by the oboes, state the three-note
half-step motive and then turn it back down to C, giving it
closure. Overlapping with this turn, the strings, led by
violins (who are doubled by flutes), also begin the motive and
turn it back to the closing C. A second oboe statement,
the third overall, again overlaps with the turn. The
music is hushed and slower, but still intense.
16:48 [m. 502]--Following
the pattern, the strings (without flutes) again overlap the
oboe statement to begin a fourth one. This time,
however, the statement stalls. The second and third
notes are both lengthened, and over them, clarinets and
bassoons surreptitiously begin to state the opening arpeggios
of Theme 1. The flutes and oboes join them after one
bar. Then the third note of the ascending half-step
motive is repeated. Finally, taking the place of the
“closing” turn to C, the strings play the Theme 1
arpeggios. In an incredible surprise for a movement so
persistently in minor, they are played not on C minor, but on
C major. The
entire phrase, including the “fate” rhythm in horns and
timpani, builds toward the C-major cadence.
17:10 [m. 508]--The
“fate” rhythm breaks off, and there is a general pause.
The cadence was strong, but the movement ends quietly.
The winds and timpani softly reiterate the C-major chord and
the strings follow. The winds repeat the chord again,
and the strings follow below them, along with a gentle timpani
roll. A plucked C from the strings cuts off the chord
and ends the movement.
17:36--END OF MOVEMENT [511
mm.]
2nd
Movement: Andante sostenuto (Ternary form [ABA’] with coda
). E MAJOR, 3/4 time.
A Section
0:00 [m. 1]--The first
part of the theme is played by the strings. A bassoon
doubles the violin melody. The initial statement is a
gentle rise and fall with a dotted rhythm (long-short) on the
fall. Three low repeated horn octaves bridge to the
answer, which also incorporates a dotted rhythm and is given a
dark, minor-key color. The horn octaves contribute to
this “darkening” in the answer.
0:23 [m. 5]--The theme
continues with a new phrase. It begins on an upbeat
syncopation with two rising and swelling half-steps (the first
movement’s “motto”) from the first violins, harmonized by
second violins and violas (with half-steps in the opposite
direction). The bassoon has dropped out. The first
bar has no bass line provided by the low strings. They
enter in the next bar with a surging triplet rhythm as the
violins play a falling dotted rhythm. The surging bass
is heard again a step lower under another violin dotted rhythm
with a wider leap. The volume has swelled to a louder
level than the opening. In the next bar, all the
instruments settle down, the violins sliding down in dotted
rhythm while the cellos play rising triplets.
0:44 [m. 9]--The
arrival point of the previous phrase merges with a new one in
which the first violins hesitantly slide up by
half-steps. They repeat this “motto” gesture three
times, with new harmonies under each. The cellos still
punctuate the downbeats with triplets. When the violins
reach their high point, flutes, oboes, and clarinets make a
somewhat dramatic entrance to support the harmony. The
winds exit after two bars. The strings continue with
sighing gestures that lead to another statement of the “dark”
answering phrase from the opening, now with bass imitation and
richer harmony. It is extended with a viola echo and a
half-cadence.
1:28 [m. 18]--The oboe
enters on an upbeat with the second theme of the A section. The
strings, except for light viola support, drop out, and other
winds provide the harmony. The oboe melody incorporates
the sighing falls and dotted rhythms of the previous theme,
but it is more dynamic. After two statements of the
opening gesture, it rises to a full-hearted high point.
Under this high point, the strings surreptitiously enter in
unison with the opening rise and fall of the main theme.
The oboe trails after this.
2:01 [m. 24]--The
“dark” answering phrase is played by strings with its original
harmony. A bassoon again doubles the first violins, and
there is horn support. The phrase is cut off before its
last sighing gesture, and is interrupted by a new syncopated
descent beginning off the beat. This is slightly
accented. Then, the answering phrase begins again, but
it is transformed into a satisfying major-key cadence gesture
that reaches a full close in E major. This closes the A section and merges
directly into the B
section.
B Section, Part 1
2:22 [m. 28]--Out of
the cadence, the first violins lead into a lilting, leaping
dotted rhythm that continues from the upbeat into the next
bar. The second violins and violas follow on the lilting
dotted rhythm as the first violins work upward by half-steps
in syncopation. They then turn back downward as the low
strings enter. They work back upward, now with the
dotted rhythm displaced by syncopation. The second
violins and violas continue with the original figures.
There is then a huge swelling as the bassoons and horns enter
with the dotted rhythm. The music suddenly darkens and
turns to the related C-sharp minor.
2:50 [m. 34]--At the
high point, when C-sharp minor is reached, the second violins
and violas rush downward under the slower first violins.
The dotted rhythm is now played by the low strings and
suddenly takes on the character of a funeral march, a complete
transformation from the lilting, graceful figures just
heard. The upper strings continue to work downward, and
only slightly diminish as the low strings move to soft
plucking. This stormy passage culminates in a strong
half-cadence that rapidly diminishes, leading into Part 2 of
the B section.
B Section, Part 2
3:13 [m. 39]--The
principal oboist, who has a long, gentle solo in C-sharp
minor, enters on the upbeat of the half-cadence. The
violins and violas begin a series of harmonized and highly
syncopated gestures, all of which begin off the beat.
The first oboe note is sustained for a full measure, and it
only moves after the downbeat of the next bar. This,
combined with the syncopated accompanying string figures, as
well as the construction of the melody itself, causes the
meter and downbeat to become highly obscured. The oboe
melody meanders downward, then has an octave leap, after which
it begins to pivot to A-flat major. The principal
clarinet enters with a held note on an upbeat as the oboe
wends its way downward.
3:32 [m. 44]--The
clarinet takes over the melody from the oboe and takes a
somewhat brighter tone, moving to D-flat (or C-sharp)
major. The syncopated gestures from violins and violas
begin to have some stepwise motion rather than simply
repeating notes. The clarinet breaks, then has a wide
rising figure. Under this, the low strings have
entered. They take over the figuration of the meandering
melody as other winds also enter for a cadence.
3:52 [m. 49]--The
winds drop out. The syncopated gestures begin a new
phrase, and they suddenly begin to outline the contour of the
“answering” phrase from the A
section’s main theme. The winds protest with descending
lines that attempt to retain the major key, but the strings
become more insistent, and the winds give in, joining them on
the urgent syncopations and using the dark character of the
“answering” phrase to firmly move back to minor. Strong
accents on weak beats prolong the obscured meter and downbeat.
4:08 [m. 53]--At the
high point, where minor is established again, the strings
finally break from the off-beat syncopated gestures. All
strings play the original oboe melody in unison with an
insistent character. The winds play melancholy, wailing
gestures above them in octaves. The strings then depart
from the oboe melody, expanding it with an upward sweep and
breaking into harmony while the winds move to syncopated
thirds. The higher strings reverse direction while the
lower strings take the upward sweep.
4:23 [m. 57]--The
strings continue to descend. The second violins and
violas move to undulating figuration, and the clarinets and
bassoons follow the descent in thirds. The top violin
line becomes more syncopated, and the music becomes more
urgent as it descends, leaping upward to postpone it.
Finally, things start to settle down, the winds take over, and
the music moves back to major, this time to the home key of
E. Flutes and oboes, then violins and violas, then
clarinets and bassoons, then upper strings again are isolated
on harmonized four-note gestures. Violas and cellos then
close with a quiet, slower off-beat descent.
4:48 [m. 63]--Re-transition.
Overlapping
entries on rising, then falling figures, first in strings,
then in winds, further obscure the meter. Already
beginning off the beat, they fall into groupings of four notes
that clash with the 3/4 bars. A soft timpani roll begins
during the string descent. At that point, slight
syncopation and extension help to restore a sense of
pulse. The passage is quiet and mysterious, and becomes
more so when the timpani roll is suddenly isolated.
A’ Section
5:09 [m. 67]--The
winds brightly enter on an upbeat that is held over the
bar. The theme emerges in the oboes and clarinets, but
is obscured by the flutes, who play an upper harmony.
The strings enter just after the winds, halfway through the
upbeat, and play a sweeping line that also obscures the
appearance of the main theme. The cellos play plucked
arpeggios in triplet rhythm. Only with the falling
dotted rhythm is it clear that the theme has arrived.
The timpani roll ends, and the continuing string line, rather
than solemn horn octaves, bridges to the answer, which is now
stated clearly by flute, clarinet, and bassoon. The low
strings add an echo to the end of the answering phrase that
was not heard at the beginning.
5:37 [m. 72]--This
music is essentially analogous to 0:23 [m. 5], but the sliding
half-steps are now played by oboe. The other winds
provide the harmony in the opposite direction. The
strings add an entirely new element, rapid plucked rising
arpeggios, then short notes leading into the next bar.
At the point where the low strings enter with the surging
triplet motion, the music appears to want to follow the A section, but a new and
strong turn to the “dominant” key of B major and a higher
reach toward a descent prevent this.
5:57 [m. 76]--Analogous
to 0:44 [m. 9], but not only is the key now B major, the
sliding half-steps are embellished with triplet rhythm.
The winds are now present throughout for support. The
three “motto” statements become progressively softer.
The third suddenly and dramatically swells to the high point,
which is warm and rich in comparison to the sighing gestures
heard in the A
section. It is also extended by a bar as the music
quickly settles down again and the triplet rhythm stops.
The “dark” answering phrase is then heard essentially as it
was at this point before, only now in the new key and without
the viola echo or half-cadence.
6:40 [m. 85]--An new
wind interpolation here is almost otherworldly in
effect. The wandering motion was already anticipated in
the extended high point, and the descending half-steps heard
against the wandering motion reverse the “motto.” The
strings bring things back to earth with the falling figures
that introduced the statement of the answering phrase just
before. These lead to a full cadence in B major that is
overlapped by the upbeat entrance of the solo violin that
begins the second theme.
7:10 [m. 91]--The
approach to the second theme is on the same harmony, but with
a different effect. Rather than against a half-cadence,
it now enters on a full B-major cadence. Thus, the pivot
back to the home key of E adds fulfillment to this
arrival. The theme itself, formerly played by oboe
alone, is now joined by a solo violin and horn. The part
for solo violin persists until the end of the movement, as the
concertmaster separates from the rest of the violins.
The theme follows 1:28 [m. 18] rather closely, but in addition
to the melodic doubling, there is a richer accompaniment, with
imitative rising gestures first from the remaining violins and
violas, then from flute and clarinet. The cellos have
plucked triplet arpeggios. The main theme still makes
its entrance (without the preoccupied cellos) at the high
point, which is now much stronger.
7:46 [m. 97]--Analogous
to 2:01 [m. 24], but the first statement of the answering
phrase is now played by flute and clarinet. The
syncopated interruption is given by the solo violin and oboe,
with plucked cello triplets making a last appearance.
The cadence statement is again taken by flute and clarinet,
but it does not reach completion. It merges directly
into the coda, as the previous passage had merged into the B section, but other
than in the bass, the final motion to the cadence is
avoided. The strings and timpani begin the off-beat
triplet figures that will underlie the opening of the coda.
Coda
8:06 [m. 101]--The
solo horn begins the coda with a full statement of the first
two gestures from the second theme. Strings and timpani
continue with the off-beat triplet figures, now with flutes,
and the low strings (with the second horn) have a long,
sustained keynote. The solo violin adds highly
decorative commentary to the horn statement, breaking into
groups of six (sextuplets) against the second gesture.
The clarinets now take over the triplet arpeggios that had
just been heard from plucked cellos.
8:26 [m. 105]--The
winds lead into the high point of the main theme as the
strings drop out. The high point stalls, and the initial
falling figure is passed from flute to violins (without the
solo) a step higher, with accompaniment from other
strings. The winds, with flutes leading, then play the
figure again, now a step lower than the first statement, and
the strings repeat this. Finally, the solo violin and
clarinet extend this falling figure, which diminishes and
reaches an anticipatory pause over fading strings and
bassoons.
9:04 [m. 112]--The
bassoons play the answering phrase, imitated closely by the
oboes, with horn support and a surprising entrance from the
trumpets. The flutes join at the cadence, which overlaps
with an unexpected reminiscence of the B section’s first part as
the violins and violas play the lilting dotted rhythm.
The winds then fall from the cadence, and the lilting strings
slow down.
9:30 [m. 117]--On an
upbeat held into the next bar, a chord, punctuated by a
timpani roll and topped by the solo violin, introduces one
more statement of the half-step “motto.” It is
harmonized by the now-familiar contrary motion. The bass
instruments, who dropped out under the lilting rhythm,
re-enter at the top of the motive, which is followed by a
warmly sweeping violin line, with the solo an octave above the
others. The “lilting” rhythm then enters on the same
pitches as before, but now played by winds (without oboe).
10:03 [m.123]--As
before, a chord enters on an upbeat held into the next bar
with a timpani roll. This time all instruments except
the solo violin participate. The “motto” is beautifully
transformed to two whole-steps instead of two half-steps,
leading to a gorgeous cadence. As it arrives, the
strings, from low to high, play plucked arpeggios in triplets,
supported by timpani beats. At the top, the solo violin,
contrasted from the others by using the bow, rounds off the
triplets. On its last note, the winds play their
penultimate chord. The strings, now using bows, softly
confirm that chord, then all instruments, including the
timpani with a roll, reiterate it again. Only the solo
violin holds its last note over both of these reiterations.
10:57--END OF MOVEMENT [128
mm.]
3rd Movement: Un poco Allegretto e grazioso
(Ternary form [ABA’] resembling a scherzo and trio).
A-FLAT MAJOR, 2/4 and 6/8 time.
FIRST SECTION or “Scherzo” (A), 2/4 time
0:00 [m. 1]--First
part (a). The
main melody is a gently wandering phrase played by
clarinets. Bassoon, horn, and plucked cellos add harmony
and counterpoint. The plucked cellos establish a steady
pulse, which they almost constantly maintain. The upper
strings enter at the end of the phrase. They, along with
the second clarinet, extend the phrase to a fifth bar while
the first clarinet sustains the last note. The second
phrase is an exact inversion (upside-down melody) of the
first, with oboe added to the scoring.
0:17 [m. 11]--The
answering phrase is in E-flat. Winds (without oboes)
descend in a dotted (long-short) rhythm, harmonized in
thirds. Two two-bar descents are followed by more
arching figures, still in the dotted rhythm. The
strings, including the cellos, add sweeping arpeggios as a
counterpoint to the wind descents, and horns hold longer
notes. The strings join the dotted rhythm in the second
half. The steady plucking, now more static, is
transferred to the string basses, who add short breaks in the
second half.
0:30 [m. 19]--The
opening melody returns, now played by the violins. The
cellos return to their steady plucking, and the first
clarinet, which had presented the melody, plays a bouncy
counterpoint in triplet rhythm. Flutes and oboes enter
for the prolongation of the phrase, stretched to seven total
bars by internal half-step motion. The second phrase,
which is still an exact inversion, lacks the bouncy clarinet
line, adds a horn harmony, and adds oboes and bassoons
(instead of flutes) at the three-bar prolongation. The
prolongation leading into the answering phrase has rising
half-steps that recall the “motto.”
0:54 [m. 33]--The
answering phrase in E-flat begins as before, with the two
descents. The second half is altered. The strings
maintain their arpeggios rather than joining the dotted
rhythm. The oboe enters as a participant, alternating
with flutes and clarinets on the dotted rhythm. Instead
of turning back home to A-flat, the music instead turns to the
related minor key, F minor. This happens in a four-bar
extension in which both the strings and winds (first clarinets
and bassoons, then flute and oboes) descend a scale over two
octaves.
1:13 [m. 45]--Second
part (b). At the
F-minor cadence, the strings begin a distinctive pulsation,
with low strings on the first and last notes of quick
four-note units, while violins and violas play the middle
notes of these units. The clarinet begins an agitated
melody that seems derived from both phrases of a. Flute and oboe
take over the melody after two bars. They greatly swell
in volume. An answering phrase erupts in flutes,
clarinets, and bassoons, all playing in thirds. This
phrase turns to C major with some minor-key inflection, and is
quite exuberant. The strings have some minor departures
from the constant pulsation.
1:28 [m. 54]--The oboe
plays a new phrase of the agitated melody that goes in
basically the opposite direction from the original, a version
of which is heard against it in the low strings. A horn
joins after two bars. The pulsations continue, now with
groups of three off-beat notes, and the music builds
again. The exuberant answering phrase arrives, but stays
in F minor and is cut off after three notes by murmuring
violins and violas. These diminish. A clarinet
echo of the three answering notes is heard, continuing the
downward motion. The murmuring stings again respond,
bridging to the opening melody.
1:41 [m. 62]--Third
part (a’). The
opening melody returns in its original instruments, clarinets
and horns. The motion from F minor back to A-flat
happens smoothly in the plucked low strings. To these
elements is added the murmuring violin/viola line, continuing
from the end of b.
After the first phrase, the previous extension from the fifth
bar is used to begin a bridge to the Trio section. The
sustained notes and flowing motion under them are
extended. Finally, the murmuring violins and violas
stop. The clarinets and horns, followed by violins, play
a slow descending arpeggio on the “dominant” chord, E-flat,
while the cellos pluck an upward arpeggio on that chord.
The bridge diminishes in volume, merging directly into the
Trio.
SECOND SECTION or “Trio” (B),
B major, 6/8 time
1:56 [m. 71]--Part
1. E-flat is re-interpreted as D-sharp, making a
transition to the remote key of B major for the trio.
The basic material is three repeated notes or chords in the
winds beginning off the beat, alternating with descending
broken chords in the strings. Two of these alternations
are followed by a buoyant wind phrase with string
support. This pattern then happens again, now with horns
and bassoons on the repeated notes and with a turn to D-sharp
minor (and back to the “pivot” note from the opening).
2:10 [m. 79]--Part 1,
varied repetition. The first four bars are as before,
but the second statement of the pattern is shifted down a
half-step and changed in character to move to D major instead
of D-sharp minor. It also dramatically increases in
volume.
2:24 [m. 87]--Part
2. The basic pattern is stated two more times in a more
dynamic manner as the music takes a path back to B major with
a detour through G. The orchestration of the opening
repeated notes is richer. The second statement of the
pattern greatly builds, and the “buoyant wind phrase” expands
into a climax with string arpeggios played in a shimmering tremolo. Under this
buildup, the bass line starts to move by half-steps, and there
are strong, but brief suggestions of another detour, this time
to C major.
2:43 [m. 99]--The
climax arrives with highly syncopated wind instruments over
continuing tremolo
string arpeggios. At the top, the trumpets, who have had
a supporting role, join brightly on the “buoyant
phrase.” After this, the basic pattern is stated one
more time, now with the instruments reversed. The
strings take the repetitions and the winds the descending
broken chords. Following this, the strings again take
the broken chords and run them together, obscuring the
meter. Strong syncopation in all instruments leads to a
strong cadence. Horns and trumpets play a suddenly quiet
harmonized arpeggio to lead back to the repeat.
3:01 [m. 87]--Part 2
repeated. Buildup toward climax, as before.
3:20 [m. 99]--Climax,
as before. Instead of the transition back to the repeat,
the horns and trumpets play the “repeated note” pattern on an
octave. The flutes, oboes, and bassoons then restate
this. The note D-sharp/E-flat is again used as a pivot,
and this begins the re-transition back to the main “scherzo”
music.
THIRD SECTION or “Scherzo reprise” (A’), 2/4 time
3:38 [m. 109]--Re-transition.
The
music shifts back to 2/4. The strings play a strong hint
at the opening of the main theme, but in A-flat minor rather
than major. Carrying over from the “trio,” the wind
instruments (except clarinets) continue to play the “repeated
note” pattern in octaves. This is now notated in triplet
rhythm, effectively remaining in the previous 6/8.
Finally, the strings, in plucked harmony under held winds,
play a descent in A-flat minor leading to the return of the
main theme. This plucked descent is very similar to the
descending line that will open the last movement. Notes
are reiterated and rapidly diminish.
3:51 [m. 115]--The
reprise is abbreviated, and the middle section (b) does not appear
again. At the moment of return, the clarinets, with the
horn and plucked cellos, play as at the opening. The
major difference is that flutes and oboes above them are now
playing the “repeated notes” from the “trio” in triplet (6/8)
rhythm. They even recall the “buoyant phrase.” The
melody and contour of the first phrase are unchanged.
3:59 [m. 120]--The
second phrase, which had been a melodic inversion, is now
completely changed in character. It is transferred from
the clarinets to the first violins, who decorate and alter it
in a manner that anticipates a major portion of the finale’s
main theme (the “big tune”). The plucked cellos
continue, and the second violins add syncopation.
Clarinets and bassoons play harmonized descending lines in
triplet rhythm, taking that motion over from flutes and
oboes. The phrase is extended from five to six
bars. Flutes and clarinets play a harmonized arpeggio
leading into the “answering” material.
4:09 [m. 126]--The
“answering phrase” is quite similar to its earlier statements,
and starts on the same pitch level, but the harmony remains in
A-flat rather than moving to E-flat. The violin and
viola arpeggios are played over more static plucking from
cellos and basses. After the first two descents, the
familiar “arching figures” begin in the dotted rhythm as
expected, with the entrance of the oboes. These,
however, expand powerfully in intensity. The string
arpeggios become more frequent, and the strings do not
participate in the dotted rhythm as they had previously
done. The low plucking, however, does add the expected
breaks.
4:28 [m. 138]--A small
climax arrives. Flutes, oboes, and horns play a
three-note descent that is very similar to the one heard in
the transition from b
to a at 1:28 [m.
54]. Under this, the strings play plucked arpeggios,
moving from low to high and becoming quieter and slower as
they go. These introduce chromatic harmonies hinting at
D-flat major and continue for a bar after the descent. A
second three-note descent is heard over another plucked
arpeggio. Finally, a third descent with notes twice as
slow is played by horns and clarinets. Only the cellos
pluck underneath them, now without the initial faster notes.
4:39 [m. 144]--Under a
sustained note from bassoons, horns, and first violins, the
other strings quietly play a darker version of the main theme
in unison. The instruments holding the note begin to
move in the third bar to create harmony, and the second
violins leave the unison statement to join them. The
unison statement is answered brightly by the winds with the
“answering phrase.” The bassoons ascend against the
other winds. Finally, the strings take over the phrase,
the clarinets holding over from the winds. Violins and
clarinets ascend and the lower strings descend as they
approach an apparent cadence.
5:01 [m. 154]--Coda. Brahms
indicates poco a poco più
tranquillo, a direction that seems to mean both
gradually quieter and slower. This already applies to
the last statement of the answering phrase. Brahms
averts the cadence by bringing back the music of the “trio,”
notated with triplets. Violins play a harmonized
“repeated note” gesture, and the lower strings, with violas
adding harmony above them, play the descending broken
chords. These move briefly to D-flat. Flutes,
clarinets, and bassoons answer them with the formerly
“buoyant” phrase, now very gently played, moving back to
A-flat.
5:11 [m. 158]--The
“trio” pattern is heard again, now even more gently, with high
winds playing the “repeated note” pattern instead of the
violins. The horns and bassoons now add harmony to the
descending broken chords. The violins and violas take
the answering phrase under wind syncopations. They
briefly build the tension toward a “dominant” chord, held by
the winds, then plucked by the strings. This tension is
finally releived with a delayed cadence, punctuated by a last
descending broken chord from the low strings.
5:37--END OF MOVEMENT [164
mm.]
4th Movement:
Adagio - Più Andante - Allegro non troppo, ma con brio
(Varied Sonata-Allegro form with development and
recapitulation combined, and with large two-part
introduction). C MAJOR (with C-minor opening), 4/4
time, moving to Cut Time [2/2] at the Più Allegro coda.
INTRODUCTION
Part 1, Adagio, C
minor
0:00 [m. 1]--In the
ominous opening, the violas and low strings play a four-note
descent. Overlapping with this, the violins, wind
instruments, and timpani enter with an anticipation of the
main theme in a dark, tragic version. They swell forward
on this, and then rapidly diminish, with the bassoons and
violas trailing down as the violins play despairing
echoes. The descending winds recall the introduction of
the first movement.
0:48 [m. 6]--The
strings begin a strange passage of pizzicato (completely plucked in all
instruments). They pass two-note figures between
instrument groups, beginning very quietly. The plucked
strings very gradually gain momentum and volume as they move
through G minor, E-flat minor, and F minor. At the end
of the passage, they are moving quite quickly and press
forward to a chord that is suddenly cut off.
1:17 [m. 12]--The
winds return to the slow tempo and, in a wailing three-note
descent, lead into another statement of the “dark”
anticipation of the main theme. This time, the violins
and violas state this at the same pitch level where it will be
heard in the exposition. They are bowed again after the
pizzicato
passage. Oboes, horns, and bassoons play the trailing
lines, and there is a single string echo.
1:49 [m. 16]--A second
passage of pizzicato,
very similar to the first, now has the low strings leading in
the passing of two-note groups. Again, the passage
builds and speeds up, much more quickly this time, as the
passage is shorter than the first one. The keys that are
now suggested after C minor are B-flat minor and the remote
A-flat minor. The pizzicato
is now cut off after four bars.
2:15 [m. 20]--The low
strings hold a note as the flutes and oboes play a sighing
response. The low strings then surge slightly forward
before they wait for another string response. They then
surge forward again. The music has moved back to C
minor.
2:26 [m. 22]--The
winds now press forward with the same material, building
rapidly in volume. The other strings join in on the
“surging” figures. There is mild syncopation in both
winds and strings.
2:34 [m. 24]--Beginning
in F minor, the strings now play a series of broken, rapid
descending lines with light wind support. These lines
diminish before a sudden upward surge with brass and
winds. They then descend and diminish again.
Finally, the flutes, oboes, and bassoons begin to play a
wailing three-note descent that will soon be revealed as the
“alphorn” figure that will dominate the second part of the
introduction. With the entry of a powerful timpani roll,
this steady surge is suddenly cut off. The C-minor key
is somewhat sidestepped at this point, but the low strings
hold on, diminish, and descend, leading into the new tempo and
C-major key for the introduction’s second part.
Part 2, Più Andante,
C major
3:04 [m. 30]--Over a
soft timpani roll and the first entry of the trombones, the
horns enter with a suddenly noble and grand presentation of
what Brahms called the “alphorn” tune or what others have
labeled as the “London chimes” melody. After a bar, the
violins and violas begin to play a shimmering tremolo underneath the
tune. The horns pass the melody between themselves to
maintain breath support. The main characteristic of the
melody is its opening descent with prominent short-long
rhythm. The melody is nine bars long, with two longer
notes in the second phrase extending it a bar more than
expected.
3:45 [m. 38]--As the
horns reach their cadence, the flutes enter in overlap with
their famous presentation of the “alphorn” melody. Like
the horns, they pass it between each other to maintain full
breath and tone. The trombones are largely absent now,
but other instruments, such as bassoon and horn, have
prominent motions, including half-steps, under the flute
melody, and there is a trumpet echo. The shimmering,
hushed string tremolo continues along with the timpani roll
(which swells slightly), and the flutes play the complete
two-phrase melody without any overlap at the end.
4:31 [m. 47]--The
trombones, with bassoon support, intone a solemn
chorale. This chorale will not appear again until the
very end of the movement, at the moment of triumph, but its
isolated presentation here is quite memorable. The last
leap downward of the chorale is punctuated by another timpani
roll.
4:58 [m. 52]--The
horns, along with one flute and one clarinet, pass the first
bar of the “alphorn” melody among themselves. The string
tremolo and timpani
roll surge forward in volume. After four bars, the
second half of the melody, beginning with its highest note, is
heard. The prominent half-step motions are played by the
trombones. The end of the melody is fragmented and
repeated, and the volume settles back down rapidly. At
the end, the horns play a last echo of the tune with the
trombones and hold it over as the other instruments, except
for the timpani, drop out. Horns and trombones are
isolated on a preparatory “dominant” chord. This
anticipatory pause qualifies as one of the most “golden”
moments in all of music.
EXPOSITION - Allegro non troppo, ma con brio, C major
5:42 [m. 62]--Theme
1. Emerging out of the “golden moment” is the “big
tune,” the one that was compared with the “joy” theme of
Beethoven’s Ninth. The violins, in their rich low
register, present the glorious melody while the low strings
pluck beneath them, horns and strings adding support.
The opening upbeat leap is distinctive, and the connection to
the “dark” anticipation at the movement’s opening is
clear. Halfway through the melody, in the second phrase,
is a melodic turn that is most reminiscent of the Beethoven
melody. This second phrase delays its cadence by a bar
as the oboes join in to support it. This creates a
17-bar melody.
6:25 [m. 78]--As the
theme reaches its cadence, a second statement, or
counterstatement, overlaps it. This statement of the
theme is led by the winds, most of whom play at least
fragments of it in gentle harmonies. Now all strings
provide a plucked accompaniment, and they are supported by the
timpani. Small rolls punctuate the timpani part.
At the end of the statement, the volume increases very
dramatically. As the cadence is approached, the violins
and violas take up their bows to reiterate and support it.
7:01 [m. 94]--Transition.
What
sounds like it will be a third statement of the theme, this
time a grand one from the full orchestra, is instead almost
immediately fragmented, mainly isolating the opening
three-note turn figure. The motion toward G major
begins. There are two large descents on D minor and A
minor with surging bass lines. The passage is richly
scored and heavily accented throughout.
7:22 [m. 106]--The
transition continues with running scales in strings and
bassoons. Winds, brass, and low strings add loud
punctuations against these scales. The motion to G major
is delayed by a move back to C.
7:37 [m. 114]--The
“alphorn” theme from the introduction appears in its original
instruments, flute and horn. The horn imitates the flute
on fragments of the tune. The strings continue against
this with agitated arpeggios, and the cellos and basses add
plucked punctuation. The motion to G major is finally
completed.
7:45 [m. 118]--Theme
2. The low strings establish an “ostinato” bass on the
same four-note descent that opened the movement and is also
implied within the “alphorn” theme. The violins begin
the theme, which winds downward, leaps back up, and then flows
forward. The volume increases somewhat and the music
hints at the related key of E minor. The winds then
enter with a continuation of the theme. The strings
recover this and build again. The low strings finally
move away from their anchor, moving their four-note descents
up a fifth. This buildup leads to a small climax with a
descending syncopation and then a skipping dotted (long-short)
rhythm (G major).
8:10 [m. 132]--The
oboe leads a continuation of Theme 2 that is again quiet and
gentle. It incorporates a triplet rhythm, then moves to
upward leaps. Other winds support the line, and the
violas have a pulsing syncopation. The low strings add a
distinctive foundation to the ascending oboe leaps. This
passage moves to the related key of E minor, where the closing
material is heard and where the exposition will end.
8:31 [m. 142]--Closing
material. The violas begin with tremolo arpeggios that
steadily build. Violins join them. Horns and
trumpets begin to add punctuations. Eventually, the
strings join in a powerful downward-arching unison that leads
to a soaring, sighting dotted rhythm. Winds and brass
add loud cadence figures to this. This material briefly
suggests D major, but as the sighing figures work their way
downward, the minor key is again firmly established (E minor).
8:55 [m. 156]--The
orchestra cuts off, and the oboe leads another statement of
the “soaring,” sighing figures. It begins more
subdued. To these are added brief figures in triplet
rhythm, first in the violas and then, more loudly, in violins
and lower strings. These “sighing” figures again suggest
D major. The loud cadence figures incorporate the
triplet rhythm. The oboe takes up the continuation with
the triplet figures again in the violas. This
continuation is passed to the flute, and the music again seems
to move to G major (with minor inflections), the key of Theme
2.
9:09 [m. 164]--The
triplet rhythm now completely takes over. The violins
and violas quietly begin to build on it in G
major/minor. Suddenly, the whole orchestra bursts
forward with ascending triplet groups harmonized in
thirds. The violins play a powerful hammering dotted
rhythm against this, then take up triplets themselves in a
slightly syncopated continuation. This firmly
re-establishes E minor. This sequence of hammering
figures and the syncopated continuation is heard again at a
higher level, leading to a solid E-minor cadence.
9:30 [m. 176]--The
cadence is given a strong reiteration by the full orchestra,
including trombones. A heavily syncopated leap is
supported by rising triplet figures in the winds and also
thumping triplets in the timpani. The strings then
firmly state the cadence. The syncopated leap is
reiterated twice more, and then the winds and strings play an
extended version of the E-minor cadence that adds strong,
isolated final chords. Immediately after this powerful
cadence, the horn, oboe, and finally flute and clarinet play
quiet rising figures leading to the return of the “big” main
theme.
RECAPITULATION/DEVELOPMENT
9:48 [m. 186]--Theme
1. This is the last time the “big tune” will be stated
in its entirety. This time, the scoring is much
richer. The violins still carry the melody, but there
are new short, punctuating chords in the winds, along with
timpani beats and rolls, and the horns double and harmonize
the theme itself. The trumpets also add
punctuation. The theme’s material follows its first
statement quite closely until the end. The oboe enters
to support the cadence, as expected, but it diverts the
harmony to a new key, E-flat major, indicating that this is
development as well as recapitulation. The violins
confirm the motion to E-flat and bring the theme to a
cadence. This extends the ending of the theme by two
bars.
10:27 [m. 204]--The
theme has a counterstatement, as before, but it already
appears to begin the “development” portion. Beginning in
E-flat in the winds, with plucked string accompaniment, it is
suddenly arrested by a horn echo that turns to minor.
There follows a section of plucked string figures passed from
violins to low strings that is highly reminiscent of the two
strange pizzicato
passages from Part 1 of the introduction. This rapid
plucking is supported by chords in horns and bassoons, later
trumpets as it builds.
10:41 [m. 212]--The
key turns up smoothly to F-sharp major, where the winds
attempt to “recover” the counterstatement. This time,
the clarinets and bassoons play “trailing” lines. The
strings keep a vestige of the more rapid pace just heard with
notes after the beats in second violins and violas. As
before, a turn to minor, now from a clarinet and bassoon echo,
leads to a rapid pizzicato
passage reminiscent of the introduction. Horns and oboes
join the clarinets and bassoons as it builds. Low
strings and violins are reversed in position, and the harmonic
motion is more dynamic than the first time.
10:55 [m. 220]--Transition.
The
digressions of the counterstatement prove to be anticipations,
rather than the beginning, of the development portion.
The rapid plucking leads back to the home key of C major, and
the transition begins with the grand statement of the theme
and the continuation just as it was heard at 7:01 [m. 94],
through the large descents on D minor and A minor. The
bass line of the latter is slightly shifted.
11:15 [m. 232]--The
“development” actually begins here. The transition is
interrupted by two bars of heavily accented notes with longer
echoes, all in the strings, where the running scales would be
expected. The scales do begin after these bars, passed
between violins and lower strings, with wind support as
before, but the harmonic motion is different, settling this
time on D minor. They are richly harmonized. The
scales retain a descending motion throughout and taper off
rather than building up.
11:35 [m. 244]--The
scales continue quietly in the strings. Figures derived
from the opening “turn” figure of the main theme are passed
between oboe and flute, still in D minor. Then the winds
turn to a soaring line, over the continuing scales, that makes
a turn back to C major.
11:44 [m. 249]--The
“turn” figures, now including bassoon, are played by two
instruments at a time, still with dovetailing overlap.
The scales are only in the violins now, the cellos playing
plucked arpeggios. The key is F minor. The winds
again turn to the “soaring” line, which first moves to E
major. It is given a second statement that moves back to
C.
11:59 [m. 257]--After
a brief breath, a powerful passage begins. It starts
with figures reminiscent of the two descents that ended the
transition passage. It then incorporates the descending
scales, which are passed between wind and string instruments
with full harmonies and heavily accented supporting
chords. Finally, the strings take the leaping descents
while scale fragments are passed among the wind
instruments. The entire passage vacillates between C
minor and F minor.
12:17 [m. 268]--Beginning
on an upbeat, the winds begin to blast out the turn figures
derived from the main theme. They are supported by brass
chords and timpani rolls. The strings play isolated
descending scale fragments against each arrival point of the
turn figures. Two pairs of these patterns begin to work
upward. A third pair has the violins taking the turn
figures over from the winds, and flutes joining the scale
fragments. Then, building toward a climax, the turn
figures are passed between the high strings and high winds,
the lower instruments of both groups providing support in
long-short rhythm. The figures remain static for three
bars before moving upward in the strings. Timpani beats
and rolls underscore the buildup.
12:37 [m. 279]--In a
tremendous climax, the full orchestra blasts out descending
figures that are derived from the “alphorn” melody.
These begin off the beat, creating a highly disorienting
syncopation. They are in C minor, where the previous
buildup has arrived. Timpani rolls support the climax,
and the trombones make their first entry since the end of the
exposition. The figures are passed between strings and
winds with full support. The strings then move downward,
seeming to move toward B-flat minor.
12:50 [m. 285]--In one
of the most remarkable moments of the symphony, the opening of
the “alphorn” theme is blasted by the violins, but the
underlying harmony, a “diminished seventh,” gives it a dark,
highly tragic quality, and this is underscored by a thundering
timpani roll and full brass. Almost immediately, the
bass instruments descend and the volume rapidly
diminishes. The violins play another statement of the
“alphorn” gesture an octave lower, this time with its warm,
familiar major-key surroundings. This direct
juxtaposition of agitation and peacefulness is both striking
and highly unexpected.
13:02 [m. 289]--The
horns lead a full statement of the “alphorn” melody that
initially follows the lines of the transition to the “golden
moment” and the main theme at the end of the introduction from
4:58 [m. 52]. Unlike that passage, this one does not
have the shimmering string tremolos.
There are instead smoothly moving harmonies in violas and
cellos, and the violins participate in the “alphorn”
statement. At the moment where the “golden moment” would
be expected, the violins take over, and they extend the
anticipatory passage. Brahms marks this “calando”
(“dying”), and the strings slowly descend under pulsating
timpani. This extension and alteration serves to prepare
Theme 2 instead of the main theme.
13:45 [m. 301]--Theme
2. The theme appears and picks up the recapitulation
again. This time, it has an introductory bar that
introduces the descending four-note “ostinato” in all strings
before the actual theme begins. After this new
introductory bar, the theme follows the pattern from 7:45 [m.
118], now in the home key of C major, and with some
significant changes in scoring. Most notable among these
is that every other statement of the descending “ostinato” is
now played by wind instruments (flute, clarinet, and bassoon),
alternating with the low strings four times. A
continuation previously taken by winds is played by violins
and violas. The descending syncopations and skipping
dotted rhythms are largely as before.
14:10 [m. 316]--The
continuation from 8:10 [m. 132] is also rescored. The
quiet and gentle line with the triplet rhythm is now played by
violins. When the upward leaps arrive, the responses to
them are played by horn as well as the original instrument,
the oboe. At the very end of the line, an alteration and
expansion of the final fall prevents the key change that
happened here in the exposition, which would have placed the
closing theme in A minor. This alteration allows the
music to remain in C, shifting from major to minor.
14:32 [m. 326]--Closing
material.
This is analogous to 8:31 [m. 142], with no significant
alterations other than key. It is in C minor, and not
the expected and analogous A minor, as the symphony must end
in C. The key that is briefly suggested at the loud
cadence figures is B-flat major.
14:55 [m. 340]--The
passage from 8:55 [m. 156] is restated here with some changes
in scoring. A flute joins the oboe on the “soaring,
sighing” figures. The triplets are played by both
violins and violas from the outset. The continuation
that was passed from oboe to flute is now taken by clarinet
throughout, first doubled by horn and then by oboe at the
point where it had been passed to the flute.
15:09 [m. 348]--The
material from 9:09 [m. 164], with the buildup on the triplet
figures and the hammering dotted rhythm, is given with no
significant changes other than key.
15:29 [m. 360]--The
strong reiterations of the cadence with syncopated leaps from
9:30 [m. 176] are given, but this time without the entry of
the trombones or timpani. The first statement of the
cadence after the first syncopated leap is, however, more
richly scored, with full winds. The extended cadence,
now in C minor, follows, and the timpani make a later entrance
at the end where they had not played before, perhaps to
compensate for not playing the triplets under the syncopated
leaps.
TRANSITION TO CODA
15:42 [m. 367]--Over tremolo violas, the
horns, then violins, and finally clarinets, play the gentle
and quiet ascending figures that had led into the restatement
of Theme 1 before. Violins then join in the tremolo, trombones make a
subdued entrance, and the winds play ominous descending lines,
all at a hushed level.
15:59 [m. 375]--Trombone,
contrabassoon,
and low strings play the opening of the main theme in a
similar manner to the darker version heard in the
introduction. There begins a long timpani roll.
The winds play soft echoes, and the violins play ascending
arpeggios in tremolo
that are reminiscent of the “closing” material. After
two statements of this material, it is wrenched upward a
half-step for a third statement. Then everything is
abbreviated, the arpeggios, the Theme 1 fragments, and the
wind responses. There is a huge buildup in volume as
well as speed (marked “stringendo“). The figures become
faster, shorter, and syncopated, finally culminating in seven
rapidly hammered chords, the timpani breaking the roll to
join.
CODA
16:24 [m. 391]--The
tempo changes to “Più Allegro” and the meter is changed to cut
time [2/2] to reflect this acceleration. The music turns
strongly back to the major key. There, the strings,
supported by timpani, begin churning on three notes derived
from the main theme’s “turning” figure. Against this,
the winds and brass play two powerful and jarring “diminished
seventh” chords that resolve to more pleasing harmonies.
The “churning” music gives rise to more melodic figures that
are passed between winds and violins, the lower strings and
timpani maintaining a steady beat. Finally, as the
tension and buildup have reached their maximum level, the
winds begin to “churn” on the “turning” figure, punctuated by
timpani beats and hammering string falls.
16:42 [m. 407]--The
tension is released in the symphony’s highly dramatic “moment
of triumph.” All brass and strings joyously proclaim the
“chorale” theme that was only heard before in the second part
of the introduction, at 4:31 [m. 47].
17:04 [m. 417]--The
music regains its momentum by isolating an upward turning
figure from the “chorale” and joyously pressing forward in a
broad triplet rhythm. The strings begin this, the winds
adding syncopated chords, and then the winds take the turning
figure themselves along with both low and high strings.
This music is reminiscent of a moment from the end of
Beethoven’s Ninth Symphony where the chorus sings the words
“was die Mode streng geteilt” in unison.
17:13 [m. 427]--The
strings now play faster triplet figures that are reminiscent
of the ascending triplets from the end of the “closing
material” in the exposition and recapitulation. Winds
and low strings continue the harmonies and slower
triplets. Everything is then arrested in a strange
unison statement of an downward arching figure that is
supported by timpani rolls. This is given twice.
It is reminiscent of both the “alphorn” melody AND a line from
the main theme of the first movement. It seems to begin
a third time, with an entry of the trombones, but it follows a
more pleasing downward path, leading to three short, strong
chords on the expectant “dominant” harmony.
17:34 [m. 447]--The
“churning” derived from the main theme begins the closing
passage. It is supported by loud brass and wind
chords. It works its way upward. A timpani roll is
heard over a powerful ascending arpeggio from the bass
instruments. This leads to three short and strong
C-major chords from the whole orchestra, followed by the final
long, extended chord, under which is another timpani roll.
17:53--END OF MOVEMENT [457
mm.]
END OF SYMPHONY
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