SYMPHONY
NO. 3 in F MAJOR, OP. 90
Recording: Berlin Philharmonic, conducted by Claudio Abbado
[DG 435 683-2]
Published
1884. Dedicated to “his dearly beloved” Hans von Bülow
“in true friendship” January 8, 1890.
Six years had elapsed since the Second Symphony when Brahms embarked
on his Third in Wiesbaden on the Rhine. In the interim,
he had not neglected the orchestra. He wrote the first two
of his mature concertos, both supreme masterpieces. He
also composed both concert overtures and his last two
choral/orchestral works. When he began the Third, he was
50 years old and at the pinnacle of his creative power.
The symphony is different from the other three in several
significant ways. By far the shortest of the four, it is
also the most densely and carefully organized. It is his
only “cyclic” symphony, with material from not one, but two
previous movements playing a major role in the finale.
This was not the first or last time he used cyclic
techniques. The First Violin Sonata uses the main
theme of its slow movement for the extensive central episode
of its finale. The final variation movements of the Third String Quartet and the late Clarinet Quintet bring back material
from their opening movements at the end, and the closing of
the German Requiem does so
in a way that anticipates the process in this symphony, but
none of those examples is as subtly inevitable as the closing
measures of this finale. The Third is tonally the most
complex of the four. Brahms identified it as a major-key
work, but from the outset, the conflict between major and
minor is established as the symphony’s most overriding musical
narrative. The pitches that define F major or F
minor--A-flat and A-natural--are in constant
competition. This is immediately established in the
pervasive opening “motto,” which uses not the A-natural of
major, but the A-flat of minor. A-natural then attempts
to assert itself in the actual main theme. The
F-A(-flat)-F of the motto supposedly refers to Brahms’s
personal cypher, “Frei aber froh” (“Free but happy”), a play
on that of his professional colleague and personal friend
Joseph Joachim, which was famously F-A-E, “Frei aber einsam”
(“Free but lonely”). The keys of A and A-flat even play
major structural roles. A major is the unexpected key of
the first movement’s second theme, and A-flat is the key
center of the third movement’s middle section, for
example. The key of C, the important “dominant” in F
major or minor, is unusually used for both middle movements,
major in the second and minor in the third. And the
agitated but noble finale is explicitly and seemingly
irrevocably in F minor, so when major finally shines through
at the end, it is a well-earned victory. Such a
structure, with “major” first two movements and “minor” last
two in a mirror-like arrangement, was also a novelty.
The symphony is virtuosic in terms of rhythm and meter,
especially in the first movement, whose 6/4 often wants to be
3/2, and in the middle section of the third movement, whose
meter is completely obscured. The second movement
frequently puts undue emphasis on the last beat of the notated
measure. The symphony’s brevity is primarily due to the
development sections of movements 1, 2, and 4, all of which
are strikingly short in comparison to their other major
sections. Besides the “motto,” the first movement is
known for its heroic main theme, causing the symphony to be
compared to another “Third” as “Brahms’s ‘Eroica.’” The
theme is not entirely original. It quotes almost exactly
a rather obscure moment in the first movement of Robert
Schumann’s “Rhenish” Symphony (yet another Third!) and may be
a subtle tribute to his long-departed mentor. Neither of
the middle movements is particularly “slow,” yet the third
movement, the scherzo “substitute,” is more reserved and
subdued than those of the first two symphonies, and the only one in a
minor key. This movement is one of the most frequently
encountered pieces by Brahms in popular culture.
“Heroic” or not, one of this symphony’s most famous aspects is
that all four movements end quietly, and the finale must do so
for its incredibly unique and brilliant narrative to
work. This has always created a conundrum for conductors
and concert programmers and is no doubt responsible for the
unfortunate fact that until recently, the Third has always
easily been the least performed Brahms symphony.
IMSLP
WORK PAGE
ONLINE
SCORE FROM IMSLP (First Edition from Brahms-Institut
Lübeck)
ONLINE
SCORE FROM IMSLP (from Breitkopf & Härtel Sämtliche Werke)
1st Movement: Allegro con brio (Sonata-Allegro
form). F MAJOR, 6/4 time, with two passages (of 13 and
9 measures) in 9/4 time.
EXPOSITION
0:00 [m. 1]--Theme 1. The F--A-flat--F figure,
the most important motto of the symphony, is immediately
blasted out in full measures from the woodwinds and high
brass. The chord under F is major, and under A-flat, it
is a dissonant “diminished seventh.” As these
instruments reach up to the top F, the theme proper begins in
the violins. It consists of two sweeping descents that
suggest 3/2 as much as 6/4. It is marked passionato,
played over pulsing cellos and syncopated violas. The
“motto instruments” drop out while trombones and timpani enter
in support of the strings. The lowest instruments again
outline the F--A-flat--F figure. The second downward
sweep moves to minor as the top F is underpinned by a chord on
D-flat.
0:13 [m. 7]--Moving quickly back to major, the violins
continue, introducing a four-note rising figure that propels
the music upward. A new, extremely important motive is
heard in clarinets, bassoons, and horns. It resembles
the F--A-flat--F motto, but adds a leap down to a fourth note,
the natural version of the middle note. It is first
played on C--E-flat--C--E-natural, but a second statement that
adds flutes, oboes, and trumpets brings it “home” to
F--A-flat--F--A-natural as the violins use the three-note
figure to reach higher.
0:22 [m. 11]--Despite the major-minor mixture, the
presentation thus far has been extremely exciting and
heroic. Now the violins, still using rhythms from the
previous passage, plunge downward against syncopated chords
from the lower strings and the winds. These include a
version of the “motto” starting on B-flat, but with the
downward leap moving to E, the “leading tone” in F
major. The woodwinds answer with their own descent on
F--A, helping the violins reach a full F-major cadence.
This is reiterated at a lower level emphasizing the third of
the chord, A. The passionate intensity rapidly settles
down.
0:32 [m. 15]--Transition. With syncopation in
second violins and violas, the flutes and clarinets, supported
by bassoons and string basses, pipe out three F’s. The
first violins and cellos, supported by horns, answer with
repeated A’s that then rise. The pattern is repeated up
in sequence, then the first violins continue with a rising
line in dotted rhythm culminating in a rapid turn and
descent. After a wind chord on the downbeat, the first
violins play a rising arpeggio in triplets. This sets up
a second such chord and arpeggio that lead to another F-major
cadence punctuated by trombones, played over the “motto”
beginning on A in the bass.
0:47 [m. 21]--At the cadence, the woodwinds and high
brass, along with first violins, again play the harmonized
F--A-flat--F motto, punctuated by triplet arpeggios in cellos
and second violins against continuously pulsating
violas. The A-flat now underpins a natural motion of
harmony based on that note toward the key of D-flat major.
0:51 [m. 23]--The transition passage from 0:32 [m. 15]
is stated in the key of D-flat major. Now the first
violins play the leading repeated notes and the woodwinds take
the actual melodic material with the rising line. The
second violins and violas subtly abandon their syncopation,
with the cellos and basses becoming less active. The
entire statement is much quieter than the one in F
major. The rapid turn and descent are magically taken by
the clarinet in this statement, marked dolce.
The sequence of arpeggios is now in “straight” rhythm instead
of triplets, and it is passed from cellos to violas to first
violins. They arrive at a full cadence on D-flat.
1:07 [m. 29]--In a very artful key change (“enharmonic
modulation”), Brahms moves from D-flat to the “dominant”
harmony in A major. It is done over undulating violins
and violas with the “motto” in the high woodwinds. It
begins on D-flat, but it is re-spelled as C-sharp, then moves
to E. At the same time, the A-flat in the undulations is
re-spelled as G-sharp, the third of the “dominant” chord on E
(which leads to the goal, A major). Against the first
note of the “motto,” there is a rising bassoon arpeggio in
D-flat, and this is then taken by a flute on the E “dominant”
chord, leading into the new key.
1:12 [m. 31]--The three-sharp key signature for A major
indicates an arrival on that key, which coincides with the
third note of the “motto” on the high C-sharp. A variant
of the transitional passage follows, with the strings playing
chords in mild syncopation with active violas, followed by
rising arpeggios with minor-key inflections in the
woodwinds. The string chords are stated at a lower
level, with a plunging bass, then the woodwind arpeggio is
slowed down to lead into the second theme. Bassoon and
clarinet lead the flute.
1:26 [m. 36]--Theme 2 (A major). The time
signature changes to a very supple 9/4. After the low
strings play a plucked downbeat, a solo clarinet presents the
smooth, but slippery melody, accompanied by a lovely bassoon
counterpoint. Both instruments are marked mezza voce
and grazioso. The first three bars begin
similarly, but with subtle changes. The first measure
begins off the beat. The downbeat is filled in the
second measure, and the clarinet melody is embellished at the
end. The quieter third measure begins with a longer
note. The fourth measure becomes active and leads to a
gentle cadence. Plucked low strings and a chirping flute
accompany throughout, not moving off the notes A and E.
1:42 [m. 40]--The theme is now stated with full
instrumentation. The melody is taken by oboe and violas
(both marked mezza voce and grazioso, parallel
to the clarinet statement). The clarinet now joins the
bassoon on a more active counterpoint. The “chirping”
interjections previously played by the flute are now in the
first violins. The flute, entering with an
embellishment, takes over for the oboe four beats into the
third measure. Its embellishment is echoed by the
clarinet, which briefly breaks from the bassoon. The
violas continue to double the melody throughout. The
cadence is marked by a new sixteenth-note “hiccup” in the
melody.
1:57 [m. 44]--The theme is now given an cheerful
answering phrase led by the woodwinds. Like the main
phrase, it begins off the beat. It makes a shift to
C-sharp major. The oboe takes over with a
downward-winding line like the embellishments in the main
phrase. The pattern is immediately repeated a step
lower, in B major, with the clarinet taking the
downward-winding line. Then flutes and oboes,
alternating with clarinets and bassoons, play four groups of
two chords leading back to A major, cutting off with a highly
expectant, unresolved harmony. The entire passage is
accompanied and punctuated by plucked strings.
2:08 [m. 47]--The strings alone, without basses, play a
version of Theme 2 that is an approximate inversion, with the
overall direction changed to a descent. This leads to a
cadence in A that is interrupted by the following transition.
2:17 [m. 49]--Transition to Closing Material. The
meter changes back to 6/4 at this point, and a version of the
motto beginning on A is played by the principal oboe over a
soft bassoon and string background. This version of the
motto, however, leaps down not to the raised third, but to the
“leading tone” of the “dominant” key. Following this
motto statement, the flute, then clarinet, then bassoon play a
fast descending arpeggio that begins on the last beat of the
measure (beat 6) or the third beat, obscuring the meter.
Against the bassoon arpeggio, the oboe plays a rising
figure. The arpeggio is passed to the clarinet a second
time. Rising arpeggios in the cellos and second bassoon
support the metric displacement, as do plucked upper strings.
2:26 [m. 53]--The displacement, with groups beginning
on the last beat of the measure, continues. Flutes and
oboes take up the slower rising arpeggios, while both
clarinets and both bassoons continue to pass the faster
descending ones. The rising arpeggios are then passed
back to low strings while the flutes and oboes play chords
emphasizing the displaced meter.
2:33 [m. 56]--Flutes and clarinets now play the
descending arpeggios together, joined after a measure by
bassoons. At the point where the bassoons join, the
arpeggios are shortened from three beats to two beats,
creating an implied 3/2 within the already displaced
6/4. An urgent rising figure in the violins confirms
this implied 3/2. At the same time, there is a distinct
change from major to minor and a buildup in volume.
After two of these displaced implied 3/2 groups, an “extra”
beat is added at the end to restore the downbeat where it
belongs.
2:40 [m. 59]--At the climax, with the restored meter,
the violins and violas rapidly pass down a hammered descending
third, which changes in the second measure to a descending
second. Both measures are punctuated by chords on the
downbeats. In the last beat of the second measure, with
the beginning of the closing theme, the meter is disrupted yet
again.
2:45 [m. 61]--Closing Theme (A minor). Flutes,
bassoons, and violins play the melancholy, passionate melody,
which is in groups of three beats beginning on beat 6 and beat
3, again displacing the meter a beat ahead of the bar
line. Against them, clarinet and horns play rapidly
rising and falling statements of the “motto” beginning on
A. The motto is also suggested in the arpeggios of the
melody itself. Low strings play slower arpeggios that
support the displaced meter. After two measures, the
melody breaks into descending arpeggios, and then, again
beginning on beat 6, the violins begin a sweeping rising scale
in triplets that becomes fully chromatic. The rhythmic
complexity is helped by a held chord on the downbeat.
2:54 [m. 65]--All woodwinds in unison now play the
closing theme, which still begins on the last beat of the
measure. Now the strings add a new and powerful
counterpoint with strong, leaping arpeggios, heavily
influenced by the motto, played in contrary motion between
violins and cellos. This counterpoint even further
emphasizes the displaced meter. As before, the theme
breaks into descending arpeggios, and the sweeping rising
scale in triplets is now played by the woodwinds. This
time, however, it is repeated by the violins and violas.
Each group plays the held chord against the other.
3:05 [m. 70]--The violins play a descending arpeggio
that “fills in” the motto. It begins with a held note
across the bar line. The cellos and basses play in
contrary motion against it. The winds support it with
chords. The next measure (m. 71a) is the first measure
of the first ending. In it, the arpeggio begins a third
higher, but the second half of it eliminates an expected held
note and adds an extra note to (finally) restore the
meter. The second measure of the first ending (m. 72a)
consists of a rising third, A to C in the strings, which
implies the “motto.” But instead of rising to a higher
A, the repeat of the exposition begins on F, thus emphasizing
the important relationship between F and A (or A-flat).
This element is lost if the exposition repeat is not taken.
EXPOSITION REPEATED
3:12 [m. 1]--Theme 1. Brass and wind motto, then
sweeping descents, as at the beginning.
3:26 [m. 7]--New four-note rising figure and four-note
version of the motto, as at 0:13.
3:35 [m. 11]--String descent to F-major cadence against
“motto” chords in winds, as at 0:22.
3:46 [m. 15]--Transition. Repeated F’s, rising
sequence, and triplet arpeggios, as at 0:32
4:01 [m. 21]--Motto above triplet arpeggios leading to
D-flat major, as at 0:47.
4:05 [m. 23]--Transition passage restated in D-flat
major, as at 0:51.
4:20 [m. 29]--Artful motion to A major using motto, as
at 1:07.
4:25 [m. 31]--Variant of transitional passage leading
to Theme 2, as at 1:12.
4:40 [m. 36]--Theme 2 (A major). Change to 9/4
time and clarinet presentation of melody, as at 1:26.
4:55 [m. 40]--Statement of Theme 2 melody with full
instrumentation, as at 1:42.
5:10 [m. 44]--Cheerful answering phrase moving through
C-sharp major and B major, as at 1:57.
5:20 [m. 47]--Approximate inversion of Theme 2 in
strings, as at 2:08.
5:29 [m. 49]--Transition to Closing Material.
Change back to 6/4, motto, and metric displacement with
descending arpeggios, as at 2:17.
5:39 [m. 53]--Continuation of metric displacement with
different instruments taking arpeggios, as at 2:26.
5:45 [m. 56]--Continuation with shorter arpeggios
creating implied 3/2 meter over displaced 6/4, change to
minor, buildup, and “extra” beat to restore downbeat, as at
2:33.
5:52 [m. 59]--Climax with descending hammered third and
second, as at 2:40.
5:56 [m. 61]--Closing Theme (A minor). Melancholy
melody displaced a beat ahead of the measure, then descending
arpeggios and sweeping rising scale in triplet rhythm, as at
2:45.
6:05 [m. 65]--Wind statement with added string
counterpoint and repetition of sweeping scale, as at 2:54.
6:16 [m. 70]--Transition to Development. The
initial measure before the first ending as heard at 3:05 leads
into the second ending [m. 71b]. Unlike the
corresponding measure of the first ending, this one does not
add the extra note to restore the meter. The two-measure
descending arpeggio pattern from the first ending is given
twice more, with the harmony moving through D major and C
minor. The intensity builds with a motion to the
“dominant” of C-sharp minor. Finally, an extra arpeggio
is added. It is like the previous one, but it begins a
third higher, adding the “extra” note at the beginning, as it
were. This arpeggio thus mercifully restores the
downbeat and the meter for the development section.
DEVELOPMENT
6:31 [m. 77]--Continuing the agitated energy, the
development section begins in C-sharp minor using Theme
2. It is transformed from its 9/4 version into the
prevailing 6/4 by the insertion of an “extra” sighing gesture
before the melody’s characteristic “turn,” but it is still
recognizable. The low strings and bassoons, against
pulsing violins, play the new version of the second
theme. After two rising similar phrases, the strings
break into a churning up-down motion for two measures.
6:43 [m. 83]--The first violins now take over the new
6/4 version of Theme 2 with the cellos adding a new
counterpoint and the winds adding off-beat
interjections. The two rising phrases are heard as
before, followed by the churning up-down motion. This is
extended by a third measure, which moves the key away from
C-sharp minor.
6:58 [m. 90]--The woodwinds begin the “cheerful
answering phrase” heard at 1:57 and 5:10 [m. 44]. It is
also transformed to 6/4 and is very dynamic, rapidly changing
keys. The upbeat to the gesture sounds as if it is in E
major, but this is quickly wrenched up to A major for the
actual presentation of the phrase. The downward-winding
line follows, but it is highly unstable, with an ominous new
line in the low strings. The fragment of the phrase then
shifts key again up the circle of fifths, to D major.
7:06 [m. 94]--Another shift up the circle of fifths
brings the phrase to G major, but here it stalls and lingers,
with the initial gesture passed from the flutes and clarinets
to the oboes. The mood and volume settle down and become
much quieter. An arching figure emerges under the oboes,
still in G major. It is passed between the violas and
individual woodwinds. This gesture is repeated five
times in quick succession. The strings then move down by
half-step in quiet, halting figures, away from G major.
A mild swell at the end of this motion heralds the arrival of
E-flat major, a somewhat distant key.
7:27 [m. 101]--The key signature changes to one flat,
but we are in E-flat major. The principal horn warmly
emerges into the “motto,” played on the notes G--B-flat--G
against a radiant backdrop of syncopated strings. For
the first time, the motto is extended and becomes an actual
melody, the horn adding a new descending line. This is a
magical moment. As the horn reaches its cadence, it is
interrupted by a new statement of the motto with its melody,
now doubled by the oboe. This statement is on
B-flat--D-flat--B-flat and moves the key to G-flat major, but
the cadence is again interrupted.
7:51 [m. 109]--In a three-measure extension to the
melodic statements of the motto, the horns again take the lead
and move the key center back to E-flat as the strings continue
to pulse, then slow down. The passage is marked “poco
rit.,” slowing toward the next passage, which is marked “Un
poco sostenuto.”
8:04 [m. 112]--Re-transition. In a very
mysterious moment, the low strings and bassoons play a
skeletal version of Theme 1 without any accompaniment.
It begins at the cadence and turns to minor (E-flat
minor). Oboes and clarinets join after one measure, then
flutes and the upper strings. The main descending
gesture of the theme continues over the course of four
measures and without anything establishing a true 6/4 pulse,
this version of the theme now really does sound as if it is in
3/2 meter.
8:23 [m. 116]--The dotted rhythm of the theme now
becomes continuous in the winds as the strings begin to pulse
steadily on the beat, without syncopation. The low
strings take over the dotted rhythm in the second measure,
then pass it back. The key shifts to B-flat minor after two
measures, with a low held F established in the low strings,
supported by a timpani roll. The volume suddenly builds
over this, and the tempo slows even more. Clearly an
arrival is coming, but it seems as if the low F is functioning
as a preparatory “dominant” in the key of B-flat, not as the
home keynote for the arrival of the recapitulation.
RECAPITULATION
8:44 [m. 120]--The arrival is an unusually dramatic and
convulsive eruption. Not only does F strangely function
as the home key without the usual “dominant” preparation at
the end of the development, but both the meter and the tempo
are restored. Perhaps because of this, the motto is
stretched out to four bars, with two statements of the initial
F--A-flat over different chords. This incorporates a
full but brief motion to D-flat major on the third chord
before the expected “diminished seventh” on the fourth
one. There are added string echoes after the first two
chords. The restoration of the main tempo works best if
one beat of implied 3/2 (a third of the measure) at the end of
the development equals a half-measure in the “restored” 6/4.
8:54 [m. 124]--From here, after the extended motto
statement, the presentation of Theme 1 matches the
exposition. The two sweeping descents are played as at
the beginning and in the exposition repeat.
9:02 [m. 128]--Four-note rising figure and four-note
version of the motto, as at 0:13 and 3:26 [m. 7].
9:11 [m. 132]--String descent to F-major cadence
against “motto” chords in the winds, as at 0:22 and 3:35 [m.
11].
9:22 [m. 136]--Transition. It begins like the
passage at 0:32 and 3:46 [m. 15], but quickly diverges
harmonically and dynamically, remaining expressive and
soft. The wind scoring is subtly altered, with horns
joining the other winds instead of the violin echo. In
the third measure, the notes in the rising figure are changed
and the dotted rhythm is straightened out. The “turn and
descent” is replaced by an arching figure that does use dotted
rhythm, and the wind accompaniment is reduced to clarinets and
bassoons. The rising arpeggios are also straightened
out, without the triplets, and they are passed up through the
string section, without the pulsing syncopations. The
implied cadence is a half-step higher (to G-flat or F-sharp).
9:38 [m. 142]--The motto statement at 0:47 and 4:01 [m.
21] as well as the restated transition passage at 0:51 and
4:05 [m. 23] are dispensed with, and this moment corresponds
to 1:07 and 4:20 [m. 29]. The artful “enharmonic
modulation” follows the same formula, this time with F-sharp
leading to the “dominant” chord in D major, where Theme 2 will
be heard (a fourth higher than in the exposition, which is
typical). The key signature changes to two sharps
here. The motto is a half-step higher than its typical
“home,” played on F-sharp and A-natural by first violins,
horn, and oboe. The rising arpeggios are passed from
bassoon to flute and clarinet, but they are slower this time,
in quarter notes instead of eighth notes.
9:42 [m. 144]--Analogous to 1:12 and 4:25 [m.
31]. The woodwinds and strings are reversed from the
exposition in the first two measures, with the winds playing
the chords and first violins the arpeggio. The original
scoring is somewhat restored for the next two measures, but
the final rising arpeggio that sets the stage for Theme 2 is
played very quietly by bassoons alone.
9:56 [m. 149]--Theme 2 (D major). The meter
changes to 9/4, as at 1:26 and 4:40 [m. 36]. Here, both
clarinets and both bassoons play, with one of each doubled on
the melody and the other on the counterpoint. Instead of
mezza voce, the marking is sotto voce, implying
a more subdued statement. After two measures and an oboe
echo, the flutes join, the first flute doubling the first
clarinet on the melody, with the first bassoon moving to
harmony. The “chirping” interjections are passed from
the flute to the first violins. The “hiccup” is added at
the end, indicating that the previous two statements of the
melody have been condensed into one, and that is indeed the
case. The statement from 1:42 and 4:55 [m. 40] is
omitted.
10:12 [m. 153]--Cheerful answering phrase, analogous to
1:57 and 5:10 [m. 44]. The harmonic motion is to F-sharp
major and E major. The woodwinds are scored
differently. The oboe and clarinet statements of the
downward-winding line are reversed, with the clarinet now
playing first. The four groups of two chords are also
scored with more complexity, the main change being the motion
of the oboes to the second and fourth groups instead of the
first and second. However, the biggest change is in the
harmony, with the chords leading not back to D major, as would
match the exposition, but skillfully to the home key of F.
10:23 [m. 156]--The key signature changes to that of F
major. There, the approximate inversion of Theme 2 is
played by the strings, as at 2:08 and 5:20 [m. 47].
10:31 [m. 158]--Transition to Closing Material with
motion back to 6/4, as at 2:17 and 5:29 [m. 49]. The
oboe motto is now at its original level starting on F.
The scoring of this passage mostly matches the analogous spot
in the exposition, with the exception that the last metrically
displaced arpeggio is not played by a clarinet, but by the
other bassoon.
10:41 [m. 162]--Continuation of metric displacement, as
at 2:26 and 5:39 [m. 53]. Again, there are subtle
changes in scoring, particularly in the alternation of
clarinets and bassoons and the continuing activity of flutes
and oboes on the slower rising arpeggios. The low
strings take up the rising arpeggios as expected, but unlike
in the exposition, they unexpectedly change key, moving the
harmony up a step to G minor.
10:48 [m. 165]--Corresponds to 2:33 and 5:45 [m. 56],
with the buildup now in G minor, but the metrical games are
different, as is the scoring and material. Where flutes
entered before, they and the oboes now play chords in the
displaced meter against continuing arpeggios in the clarinets
and bassoons. At the point where the two-beat groups had
started the implied 3/2, the strings and bassoons begin
playing rapid upward arpeggios in groups of three eighth
notes. Two of these groups play across one three-beat
group as confirmed by the active chords in the other
woodwinds. Thus, there is no implied 3/2, but the
three-note groups in the strings cross bar lines and strong
beats, still superimposed on the displaced meter, so it is
just as complex. An “extra” beat extending the arpeggio
is still required at the end to restore the downbeat.
10:55 [m. 168]--Climax with descending hammered third
and second, analogous to 2:40 and 5:52 [m. 59]. There is
a harmonic shift in the second measure to move the key from G
minor to D minor, where the Closing Theme will now take
place. There is also some redistribution of the
descending thirds and seconds among the violin and viola
groups.
10:59 [m. 170]--Closing Theme (D minor), analogous to
2:45 and 5:56 [m. 61]. Since Theme 2 was in D major, and
Brahms obviously planned for the Closing Theme to be in D
minor (the “relative” minor key), it turns out that the detour
to the movement’s home key of F was an elaborate, skillful,
and structurally unnecessary misdirection. The
presentation mostly matches the exposition, but the wind
scoring is lighter, with flutes not playing the melancholy
melody, and the rising and falling motto statements are split
between clarinet and horn. The displaced meter,
descending arpeggios, and rising scale in triplets occur as
expected.
11:08 [m. 174]--Wind statement with added string
counterpoint and repetition of sweeping scale, analogous to
2:54 and 6:05 [m. 65]. Now the scoring and distribution
mostly matches the exposition, but trumpets are added to the
horn punctuations.
11:20 [m. 179]--Transition to Coda. It closely
matches the end of the exposition as heard with the first
ending at 3:05 [m. 70], not the second ending moving into the
development section. This is yet another extremely
strong argument against omitting the exposition repeat.
The “filled in” motto is played, and the extra note is added
to restore the meter. The rising third is heard as in
the first ending, now D--F, but it is played powerfully by
horns. F is of course the keynote of the movement and
the symphony, so Brahms simply adds a second measure with
another rising third in the horns, F moving up to
A-flat. This is, of course, the original motto, to it
can lead seamlessly to the coda and the return of Theme 1.
CODA
11:29 [m. 183]--With full scoring, including trumpets,
trombones, and timpani, Theme 1 begins at the original
level. The key has moved back to F major, but the
emphasis of the harmony is on the “dominant” note and chord of
C, which has been largely absent for the entire
movement. In fact, the bass motto against the theme is
on C--E-flat--C, not on F as expected. The second
downward sweep begins on A instead of A-flat, a significant
change, and the following notes are changed as well, with a
narrower descent before a wider leap. The bass on C
persists through all of this.
11:36 [m. 187]--The four-note rising figure is now used
to initiate a passage of great energy and excitement. It
is repeated and condensed in the strings, going somewhat
against the beat and resembling the rising three-note string
figures heard in the recapitulation at 10:48 [m. 165].
Against this activity, the woodwinds and horns introduce a new
and heroic gesture that also uses a strong syncopation across
the bar line. The pattern is repeated a minor third
higher. Then things are condensed even more over a great
buildup, with the winds playing two-note groups and held notes
that obscure the strong beats and the bar lines. The
bass strongly ascends by half-step before everything is
suddenly cut off.
11:51 [m. 195]--Very forcefully, the descending figures
from 0:22 and 3:35 [m. 11] in the exposition are blasted out
from the full orchestra in a climactic moment. An
alternation between a statement emphasizing the “dominant”
harmony and a higher one on “subdominant” harmony (B-flat) is
repeated. The familiar rising figures are heard against
the descents in the second violins and lower strings.
Then, after the second alternation (fourth statement of the
descent), a three-note descending arpeggio is isolated without
the two-note upbeat used in the alternation. After
surging upward, it gradually descends over two measures, again
emphasizing harmonies on C and B-flat. The home keynote
of F is primarily present in timpani rolls.
12:06 [m. 201]--A high G emerges in the first violins,
held over a measure of “diminished seventh” harmony in the
winds and the other strings (with an arpeggio in second
violins). The horns pulsate in syncopation. In the
next measure, this held G emerges into a new melodic idea
derived from the main theme. A gentle turn reminiscent
of the descending figures is followed by the descending fourth
from the theme. A near inversion of this melody is
played against it in the violas while the second violins take
over the pulsations. The harmony finally moves toward
F. The volume diminishes rapidly, and the melodic idea
is repeated in the cellos, with the inversion in the second
violins and the pulsations again in the horns.
12:14 [m. 204]--With another swell, the new melodic
idea is given again from the first violins with viola
inversion, then repeated more quietly by cellos with second
violin inversion. The pulsations also alternate again
between second violins and horns. After this second
alternation of the melodic idea, the cellos continue with it,
repeating it while the first violins isolate the descent and
echo the cellos, the second violins continuing the inversion
idea. The pulsations remain in the horns. The
volume now greatly diminishes as the string instrument groups
extend their ideas, working down over two more measures and
finally reaching a full arrival on F in the melody and bass.
12:28 [m. 209]--The horns and other winds drop out as
the strings arrive on F. This arrival is punctuated with
a rising third in the second violins and its inversion in the
cellos. The F is repeated in the first violins as the
other strings, joined by bassoons, play a gentle questioning
gesture. After a half-measure pause, this is continued
in sequence by oboe, bassoons, and horn as the strings drop
out for two measures. The winds cut off and there is
another half-measure pause. The strings and horns swell
on a cadence gesture.
12:49 [m. 216]--Fully confirming the home key, the low
strings interrupt the cadence gesture, entering with an
F-major arpeggio on the last beat of the measure, displacing
the main meter. On the downbeat, the horns play an
F-major chord, joined in the next measure by clarinets,
bassoons, trombones, and trumpets as the violins and violas
join the continuing arpeggio. The volume builds, and the
same pattern is heard again, the arpeggio beginning on the
last beat. This time the harmony is the familiar
“diminished seventh” under A-flat--we are hearing the motto
again over the arpeggios. Flutes and oboes join the
chord, which is underpinned by a timpani roll. To make
up for the displacement, the arpeggio is extended by one note.
13:03 [m. 220]--As it must after the motto, the first
downward sweep of Theme 1 follows to conclude the
movement. It is played by the violins, who rapidly
diminish after the previous swell. The descent is
extended by repeating its last four notes an octave lower with
the violas joining, reflecting the extended descent in the
re-transition at the end of the development section. The
winds play F-major chords above this. Finally, the low
strings, overlapping with the violin descent, play a straight
plucked descent on the notes of the theme, ending on F.
The violins and violas join them after completing their
line. The movement unexpectedly ends quietly, with a
final transfigured chord in all instruments.
13:35--END OF MOVEMENT [224 mm.]
2nd
Movement: Andante (Modified short sonata form). C
MAJOR, 4/4 time.
EXPOSITION
0:00 [m. 1]--Theme 1. Clarinets and bassoons
begin alone. The theme presented by the clarinet is a
gentle melody, but with several notable elements. It
bears a resemblance to the melodic idea from the coda of the
first movement, ending like that melody with a descending
fourth. Like that melody, it is accompanied by a near
inversion, here in the bassoon. The continuation,
beginning on the last beat of the first measure, has
alternations between C-major and F-major chords. In the
third measure, the theme turns upward with repeated notes in
dotted (long-short) rhythm in a shape that resembles the first
movement’s “motto.” Flutes and horns enter here.
As the phrase concludes, the low strings come in with a warm
echo of its conclusion.
0:14 [m. 5]--The second phrase begins like the first,
overlapping with the low strings. The second measure is
more active, leaping up to a downward motion on the first
beat. The dotted rhythm in the third measure and the low
string echo now make a harmonic detour toward E minor and G
major.
0:28 [m. 9]--The third phrase begins higher, echoing
the second measure of the previous phrase, with the horns
entering a bar earlier. It is extended to six
measures. The first addition is the third measure, a
gentle up-down motion with the dotted rhythm on A minor before
the expected upward rise, now in the fourth measure. The
low string echo follows as it has before, but in the second
addition, it is extended a measure as the oboe makes its very
first appearance, a heartfelt descending line that begins with
a held note over the bar line from the last beat of the
previous measure. The C-major cadence merges with the
next phrase.
0:49 [m. 15]--The fourth phrase is again extended to
six measures, but it does not reach full closure. It
begins like the second phrase, adding more decoration in the
second measure, but now the clarinets and bassoons are alone
for four measures. The third measure is another static
up-down motion carrying over from the last beat of the second
measure, now alternating harmonies between C major and G
major. The motion continues in the fourth measure, which
moves toward F major. The upward rise in dotted rhythm
with horns and flutes finally follows in the fifth measure,
echoed by questioning low strings in the sixth.
1:08 [m. 21]--Beginning with an upbeat, the winds,
still led by clarinets, play an extension based on the last
two measures of the familiar phrase. This is more
conclusive and leads to a full cadence. The low strings
echo this, as expected, but their cadence merges directly into
the transition passage based on a decorated version of the
theme.
1:20 [m. 24]--Transition. The oboes begin on an
upbeat with a rapturous decorative line in sixteenth notes,
passing figures between themselves. Clarinets, bassoons,
and horns, joined by the low strings, play the theme against
this decoration. In the second measure, again beginning
with an upbeat, the strings take over the sixteenth notes,
which now undulate under wind chords. At this point, the
alternating chords beginning on the last beat of the measure
start to noticeably displace the meter. Violins join in,
playing for the first time in the movement. The
two-measure pattern is repeated and intensified, flutes
joining the decoration.
1:33 [m. 28]--Having entered, the violins now
exuberantly soar upward, moving the harmony toward the
“dominant” key of G. They alternate undulating up-down
motion with the lower strings. The winds continue to
play chords and thematic fragments. The strings move
down. Then there is another alternating motion of
chords, still decorated with the sixteenth notes, that begins
on the upbeat and displaces the meter. Removing the
opening upbeat and the first chord, the pattern is repeated,
moved back two beats. To compensate, the downward motion
is extended another two beats.
1:49 [m. 33]--Except for bassoons, the winds now drop
out. Somewhat ominously, the alternating chords are
isolated, quietly passed between low strings and
violins. Each group begins on the fourth beat of the
measure, completely obscuring the meter. The “dominant”
key of G had seemed like the goal, but increasingly the
“relative” key of A minor begins to take over. After two
alternations, the pattern is fragmented, and while the low
strings play half-step motion from upbeat to downbeat, the
violins gradually move down on the weak beats. A static
point is reached, and a full cadence in A, now inflected to
major, restores the sense of the downbeat.
2:19 [m. 41]--Theme 2 (G major). Any tendency
toward a key center on A is undermined by motion in the
strings to the “dominant” chord in G major (the expected key
for a second theme). The theme itself, played starkly in
unison by clarinet and bassoon, has an austere chorale-like
character. The repeated upbeat-downbeat notes and the
triplet figure are significant. The melody tends
strongly toward A minor, but the accompanying harmony in
string chords contradicts this. It continues for four
measures, then in a fifth measure moves toward an arrival on
G, but this is interrupted.
2:38 [m. 46]--Interrupting the arrival, oboe and horn
play another statement of the chorale-like theme a fourth
higher (implying D minor over string harmony implying C
major). Clarinet and bassoon take over after two
measures. The fourth measure takes a different turn from
before and moves to an arrival on an entirely new key, B
minor. This is fulfilled but overlaps with the next
entirely new phrase.
2:58 [m. 51]--The strings take over with a new and
gentle idea marked semplice. It begins on an
upbeat, as do the other phrases, and is harmonized
unambiguously in G major. It moves to the “dominant”
harmony in that key, D major, after a more regular two
measures. The whole idea is then immediately repeated in
the woodwinds with the same harmonic motion.
3:11 [m. 55]--The strings play a harmonized inversion
of the first few notes from the new idea. The winds
immediately take over again but move it a fourth higher.
In each case, a triplet rhythm is heard in the underlying
harmony at the end, first in the violas, then in clarinet and
bassoon.
3:18 [m. 57]--A transitional passage isolates the
upbeat-downbeat rhythm from the theme and the accompanying
chords. The rhythm alternates instruments and registers,
as well as single notes or octaves and chords, with
overlapping entries. The pattern of instrument groups is
repeated twice, with the notes and chords having some
repetition, but less regularity. All groups are marked dolce.
The effect is even more austere than the theme. The
first alternations are: 1) violins and violas, G; 2) clarinet
and bassoon, D-sharp; 3) low strings, “dominant seventh” chord
on C; 4) oboe and horn, G; 5) flute, clarinet, and bassoon,
D-sharp; 6) low strings, “dominant seventh” chord on A.
3:28 [m. 60]--The second alternation has the same
instrument groups, but different notes and chords. They
are: 1) violins and violas, E; 2) clarinet and bassoon,
G-sharp; 3) low strings, “dominant seventh” chord on D; 4)
oboe and horn, A; 5) flute, clarinet, and bassoon, E-flat; 6)
low strings, another “dominant seventh” chord on D. This
merges directly into the closing material, which begins
halfway through the measure.
3:39 [m. 63]--Closing Material. The “dominant”
chord on D leads as expected to G, confirming that key
again. In the violins, a decorative motion in triplet
rhythm is introduced, but notes are tied and held over all the
beats. The motion circles initially around the note D,
moving up to E and down to C-sharp. Against it, the
violas, cellos, and bassoons, in harmony, play a more active
version of the main theme, adding arching motion in place of
the descending fourth. After two measures, the
decorative motion gradually breaks free, shadowing the
theme. The theme now has downbeat passing notes and
appoggiaturas that reflect the tied notes in the
violins. In the fourth measure, both elements have a
soaring leap, then a descent in the fifth.
3:58 [m. 68]--The same triplet motion with tied notes
continues in the violins, still shadowing the low strings,
which extend the theme with colorful notes and
harmonies. The bassoons are joined by clarinets and
horns, playing held notes and motions that recall the
characteristic upbeat-downbeat motion of both themes and the
alternating chords of the first theme. The string basses
have already been supporting this upbeat-downbeat
motion. The music tapers off to settle into the short
development section.
DEVELOPMENT
4:10 [m. 71]--The first part continues as an extension
of the closing material, beginning for strings alone.
The decorative triplet motion with tied notes over the beats
moves into cellos and violas as the violins now take the new
active version of the main theme. Beginning with a
striking harmonic shift, it is presented in a new key, B
major. After two measures, the downbeat-upbeat
alternation is heard with a chromatic inflection to G-natural,
bassoons joining the violins, with B major still being
suggested in the low string triplets. The volume swells,
and the tension indicates that the harmony will become more
unstable.
4:19 [m. 74]--For one measure, the triplets move to the
violins and the alternating chords move back to C major.
Then the triplets immediately move back to the low strings,
and the key most closely suggested is F. One more
measure, and the triplets move to the violins again, with the
chords moving between F and D-flat (the latter helping with an
inflection of F to minor). The juxtaposition between F
and D-flat recalls the transition passage in the exposition of
the first movement and elsewhere.
4:30 [m. 77]--The undulating sixteenth notes from the
transition passage now completely take over in the
strings. They are passed between instrument
groups. The bass moves back to C, but now that note
seems to function as a “dominant” harmony in F minor.
Against this, the woodwinds play the head of the main
theme. After two measures, there is a strongly accented
wind chord (a dissonant “diminished seventh”) held over the
bar line. The first violins then plunge downward, using
the oscillating sixteenth notes.
4:39 [m. 80]--Re-transition. Suddenly, the
violins blast out the head of the main theme, combining it
with the sixteenth-note rhythm. A loud chord follows
with horns and trombones, over which the strings pass the
sixteenth note figure upward. The key of C major is
gradually re-established. Beginning on an upbeat, held
over the bar line, the clarinet sneaks into the opening figure
of the main theme as the strings again pass the sixteenth
notes upward. The pattern is twice repeated (always with
upward string motion and horn/trombone harmonies), first with
the flute, then with the bassoon. The bassoon holds its
last note over the bar line, then repeats the figure, but
straightens out the “falling” gesture in eighth notes to
quarter notes.
RECAPITULATION
4:56 [m. 85]--The measure that effectively leads into
the recapitulation, but still seems like part of the preceding
re-transition, is extremely artful. Flute, clarinet, and
bassoon overlap with and repeat the version of the opening
figure just heard from the bassoon, with the “straightened”
quarter notes, but without holding the first note over the bar
line. This shifts everything back a beat. The
string figuration changes to simply being passed back and
forth. It turns out that this altered statement of the
opening figure is now the beginning of the theme itself, and
the recapitulation has “snuck in!”
4:59 [m. 86]--By beginning the theme on the upbeat, but
not holding it over the bar line, and by straightening out the
falling figure, Brahms has achieved the same effect as
beginning the theme on the downbeat with the faster falling
figure. From this point, the theme continues as expected
from its second measure, but with a different orchestral
presentation. The winds play the alternating chords and
the “motto”-like dotted rhythm, still with horn and trombone
harmonies. The strings continue the figuration based on
the undulating sixteenth notes as heard in the preceding
development and re-transition. The echo from the low
strings is transformed into an arching answer led by
clarinets. The trombones drop out.
5:10 [m. 89]--Second phrase, corresponding to 0:14 [m.
5]. Horns and trombones have now both dropped out, but
the full woodwind section continues to present the theme
against the oscillating sixteenth notes passed back and forth
between the strings. The harmonic detour to E minor and
G major is preserved, but the low string echo is again changed
to an answer led by clarinets with bassoons and re-entering
horns.
5:23 [m. 93]--Third phrase, closely corresponding to
0:28 [m. 9]. The woodwind presentation over the string
figuration continues, including the first extension. The
“echo” is this time unaltered, now given by bassoons and horns
instead of low strings. The oboe plays its “heartfelt”
descending line, as it did before.
5:44 [m. 99]--Fourth phrase, analogous to 0:49 [m.
15]. While the wind presentation of the theme continues,
the accompanying string figuration, which had already thinned
out under the oboe line, continues to do so. First, the
figures are reduced to isolated statements on the second and
fourth beats in first violins and violas, then they slow from
sixteenth notes to triplets before again being passed back and
forth. Again, the “echo” is in horns and bassoons, and
the string figures, still triplets, thin out again.
6:03 [m. 105]--Extension, analogous to 1:08 [m.
21]. The string triplets are isolated on the second and
fourth beats, and the cellos and basses start plucking in a
descending line. The woodwinds present the extension and
cadence, still closely matching the exposition. Again,
the “echo” is in horns and bassoons. The strings thin
even more, with the second violins and violas slowing to
straight eighth notes on the weak beats in the last
measure. The cadence of the “echo” merges into the next
passage, but that passage is now entirely new. The
transition and most of the original second theme are replaced
by this new material.
6:15 [m. 108]--The new material, or new second theme,
is extremely passionate. It is presented by the violins,
picking up from the motion of the preceding cadence. A
long note is followed by a descending fifth in eighth
notes. This pattern is stated twice in sequence.
Meanwhile, the low strings steadily rise, and the violas play
a background pattern in triplet arpeggios. The winds now
provide harmonic support. The volume steadily builds,
working toward a major climax. After the two descending
patterns, the third long note emerges into an upward motion,
with two successive rising lines on upbeats against wind
descents.
6:33 [m. 112]--The full-hearted climax arrives as the
violins reach their highest pitch. They play a series of
downward-arching figures. The low strings rise again,
supported by harmonies in the winds. The climax
dissipates quickly. As the low bass reaches the keynote
C, the clarinets and bassoons join the violas in rising
triplets, then take over for them. The introduction of
the notes B-flat and D-flat hint again at the key of F, with C
as its “dominant” harmony. The clarinet and bassoon
arpeggios are the last thing to dissipate.
6:51 [m. 116]--Transitional passage isolating the
upbeat-downbeat rhythms, corresponding to 3:18 [m. 57].
This is all that remains of the original chorale-like Theme
2. The passage is transposed up a fourth from the
exposition (or from G major to C major). The first
pattern of alternations is: 1) violins and violas, C; 2)
clarinet and bassoon, G-sharp; 3) low strings, “dominant
seventh” chord on F; 4) oboe and horn, C; 5) flute, oboe, and
horn, G-sharp; 6) low strings, “dominant seventh” chord on D.
7:04 [m. 119]--Second alternation, corresponding to
3:28 [m. 60]. The pattern is: 1) violins and violas, A;
2) clarinet and bassoon, C-sharp; 3) low strings, “dominant
seventh” chord on G; 4) oboe and horn, D; 5) flute, oboe, and
horn, A-flat (re-notated from G-sharp); 6) trombones
(replacing low strings), “dominant seventh” chord on G.
As in the exposition, this merges directly into the next
element, now the coda. Like the previous closing
material, it begins halfway through the measure in the
violins, with a similar triplet-rhythm gesture. It
arches down, then moves to a strong cadence on C.
CODA
7:18 [m. 122]--The opening gesture of the main theme is
presented in its original instrument, the clarinet,
accompanied by bassoons as in its first presentation. A
solid, stubborn bass on the keynote C is established in the
low strings, combining a held note with plucked
reiterations. The clarinet states the opening gesture,
holding a note over the bar line, then repeats it, then moves
it down a fourth, repeating it there. Under this, the
bassoons introduce colorful chromatic harmonies, including the
A-flat that is suggestive of F minor. The clarinet
settles on a low C, repeating it in mild syncopation.
Finally, it moves from this low C to another statement of the
gesture, using syncopation to stretch it out.
7:40 [m. 128]--The familiar alternating chords on C and
F are heard in horns, trombones, and low strings, now without
the metrical ambiguity. The clarinet then plays an
arpeggio that briefly dips down, then moves up an
octave. It is on F major, as is the held chord
underneath it. The alternating chords are then heard
again, adding clarinets and bassoons but removing low
strings. They are now on C and A-flat, and indeed, the
following arpeggio, now played by the oboe, has the same shape
as the preceding clarinet one, but it is on A-flat major over
that held chord. Violins and flute enter on a high C as
it ascends.
7:57 [m. 132]--Without intervening chords, the arpeggio
is played by both oboe and flute, reaching high. It is
again on F, but now F minor, influenced by the previous
A-flat. The chord underneath it also moves to F
minor. Brahms indicates a slowing here. The
F-minor arpeggio resolves into the final, otherworldly C-major
chord. This is a “plagal” cadence, with the
“subdominant” harmony moving to the home chord. These
cadences are not unusual in Brahms (and the frequent
alternation of C and F chords has set the stage for it), but
the use of the minor “subdominant” is notable. The
presence of F and A-flat reflects the opening “motto” of the
first movement! The chord is gently reiterated by the
lower instruments, then held.
8:23--END OF MOVEMENT [134 mm.]
3rd Movement: Poco Allegretto (Ternary form
[ABA’] resembling a Scherzo [Intermezzo] and Trio). C
MINOR, 3/8 time.
FIRST SECTION or “Intermezzo” (A)
0:00 [m. 1]--First part (a). The inspired,
wistful mezza voce minor-key theme is played by
cellos in their upper-middle register. It begins with a
dotted (long-short) figure on the upbeat leading to a long
note. The dotted figure is shifted to the downbeat in
the second and fourth measures, moving higher. The
accompaniment is harmonic, but active. Violins pass an
undulating triplet figure between firsts and seconds.
Violas play a downward arch in straight rhythm. Basses
provide a plucked foundation. Flutes and bassoons are
the only wind instruments. As in the second movement,
the bass moves between C and F.
0:11 [m. 5]--In the next three measures, the dotted
figure moves back to the upbeat (including the lead-in to m.
5) and the melody gradually moves down. The accompanying
figures become more halting, adding breaks. In the
seventh measure, the upbeat is a cadence-like turn figure that
arrives on the “dominant” harmony of G. Unexpectedly,
the melody does not pause, but rises chromatically, leading to
an extension.
0:21 [m. 9]--A four-measure extension stretches the
theme to a total of 12 measures. The dotted figure is
manipulated yet again. It now begins not on the downbeat
nor the upbeat, but on the middle beat, and its note values
are lengthened so that it lasts two beats. The first two
downbeats reach up toward the lengthened dotted-rhythm figure,
which works down. The penultimate measure, the 11th
overall, includes a more decisive turn figure with a five-note
“quintuplet” on the downbeat. This leads to a strong
half-cadence on the “dominant.” The accompaniment is
more active, as in the first four-measure phrase.
0:30 [m. 13]--The previous half-cadence leads into a
repetition of the entire theme in the first violins. The
opening four-measure phrase proceeds as expected, but the
accompaniment is rearranged. Clarinets are added,
playing syncopated harmonies. The straight rhythm, now a
descending line, moves to the cellos, supported and continued
by upward arches in the bassoon. The undulating triplets
are now passed between second violins and violas. The
flutes drop out.
0:39 [m. 17]--The second phrase follows with the dotted
figures on the upbeats and the more halting
accompaniment. Again, an arrival on the “dominant”
harmony does not pause but rises into the extension.
0:48 [m. 21]--The extension proceeds as before.
In the accompaniment, the actual triplet figures are broken up
between the second violins and violas. The only major
change is the significant one at the end, where both the
melody and the harmony move to full closure in C minor rather
than to a half-cadence, but even this leads directly into the
second part (b).
0:55 [m. 24]--Second part (b). Even before
the cadence, the cellos begin the new major-key melody,
starting on the last beat and holding it over the bar.
The melody arrives like a soothing balm, arching gently down
and reaching up to a descent. This descent does include
one poignant minor-key inflection. This first figure is
stated twice, with the first violins joining in harmony a
sixth above on the second statement. It is marked dolce.
The second violins and violas continue with the undulating
triplet accompaniment. The string basses remain anchored
on C. Clarinets and bassoons continue as the supporting
wind instruments.
1:03 [m. 28]--The continuation begins like the first
two statements of the melodic figure, but it reaches up at the
end of the first measure and then loses the minor-key
inflection in the next one. The cello line is now no
longer in parallel with the first violins, who take the
lead. The bass moves away from its solid C. A
series of three descents after notes held over bar lines seems
to strongly confirm C major in the melody, but the harmonies
in the bass, as well as the clarinets and bassoons, seem to
suggest F, then E, A, and D in a circle of fifths motion,
perhaps hinting at A minor.
1:12 [m. 32]--The dolce melody begins to hover
around the note B. A trill-like motion alternates with a
downward turn, with B held over three straight bar
lines. After a second trill-like motion reaches higher
and C is held over the line, the downward arch returns for a
fourth held B. The cello line harmonizes everything a
tenth below. The bass and the woodwind harmony are
firmly centered on E, with strong “dominant” and “subdominant”
motion toward that note in the bass. It is unclear
whether the E is a temporary home key or an extended
unresolved “dominant” in A minor. The constant presence
of both G-sharp and C-natural seems to rule out both E minor
and E major.
1:20 [m. 36]--The first violin and cello lines are now
left alone as everything else breaks off. They stay in
harmony, working up with trill-like motion, then the violins
move down by half-step as the cellos break their strict
harmonization. The violas enter, playing arching figures
below the violins. The violins seem to move back to C
minor while the violas again suggest A minor. A
“diminished seventh” arpeggio in triplets from the cellos does
not resolve the harmonic ambiguity. The violins and
violas drop and rise an octave, respectively, so that the
violas are above the violins, but they suggest the same
harmonies as before in two more reiterations. The
“diminished seventh” arpeggio moves to the clarinets, which
take it up two octaves.
1:30 [m. 41]--Third part (a’). The main
theme returns, its upbeat overlapping with the clarinet
arpeggio. Its return confirms the C-minor key suggested
by the violins in the previous transition. It is now
presented by flute, oboe, and horn in unison. The cellos
and violas alternate with the violins on the undulating
figures. The downward motion in “straight” rhythm is
taken by bassoon, then clarinet.
1:40 [m. 45]--In the second phrase, the primary
variation is in the clarinets and bassoons, who echo and
invert the theme’s upbeats and introduce syncopation.
The same instruments (flute, oboe, and horn) play the melody,
continuing with a rise into the extension, as expected.
Under that rise, the cellos join the basses on plucked notes.
1:49 [m. 49]--The extension proceeds as expected, with
the melody leading to a full closure in C minor as in the
second statement at 0:48 [m. 21]. Immediately following
the cadence, the orchestra plays an unexpected chord of A-flat
minor on the second and third beats of the cadence measure,
with the winds holding over the first two beats of the next
measure. The middle section, or “Trio,” will follow
directly, beginning on the upbeat that starts its extended
metric displacement.
SECOND SECTION or “Trio” (B), A-flat minor/major
2:00 [m. 54]--Part 1 (c). Everything is
metrically displaced, with the upbeats acting like
downbeats. The woodwinds alternate chords on A-flat
minor and A-flat major, with the major chords on the nominal
downbeats. Against these woodwind chords, the cellos
play a descending fourth, A-flat to E-flat, in syncopation,
with E-flat serving as the “dominant” note. In the next
two measures, there is a highly chromatic progression toward
the “dominant” chord on E-flat, with harmonies involving notes
such as F-flat (E-natural) and D-natural. This is
underscored by the syncopated cello line, which includes a
large drop of a tenth and then a chromatic motion up to
E-flat.
2:08 [m. 58]--The next four measures continue the
rhythmic pattern with an expansion of the “dominant” harmony
in A-flat minor. In the first two measures, the
syncopated cello line leaps up two octaves on D-flat against
the rather static harmonies of the woodwind chords. The
next two measures lead to another half-close on the “dominant”
E-flat harmony.
2:16 [m. 62]--Part 1 (c), varied
repetition. The passage from 2:00 [m. 54] is stated with
slightly varied scoring. The flutes reach higher in
their harmonies, and the bassoons play a role in presenting
the “melody,” such as it is. The syncopated supporting
line is also varied, now expanded to full arpeggios
incorporating the rest of the string section. A first
violin descent is followed by a cello ascent. Then that
ascent-descent pattern is repeated, with violas joining both
the first violins and the cellos.
2:24 [m. 66]--The passage from 2:08 [m. 58] is
similarly varied with higher-reaching flutes. The
syncopated line is still expanded to arpeggios, but now they
are all ascending and played by cellos alone.
2:32 [m. 70]--Part 2 (d). All wind
instruments drop out, and the strings alone play a new
expressive idea that immediately restores the downbeat and
sense of meter. It is in B major, which (if spelled as
C-flat major) is the “relative” key to A-flat minor. A
richly harmonized, gently swaying melody reaches higher, then
higher again, swelling in volume as it does. At the high
point, the basses, who have been absent for the whole B
section thus far, join in, playing with bows for the first
time in the movement. The following descent becomes
chromatic and recedes, moving back to A-flat minor. The
expected cadence is extended over the bar line, obscuring the
downbeat, then avoids an arrival.
2:53 [m. 79]--Part 3 (c’). The scoring
combines elements from both previous statements. The
flutes are lower, as at 2:00 [m. 54], while the bassoons are
melodic, as at 2:16 [m. 62]. The supporting line is in
arpeggios, as in the second statement, now with the violas
participating throughout in both descents and ascents.
The syncopation across bar lines is eliminated, necessitating
additional notes in the arpeggios.
3:01 [m. 83]--This second half of the statement is
subtly changed in several ways. The “melody” in the
winds now alternates between clarinets and
flutes/bassoons. The first and third arpeggios are
ascents in violas alone. The second and fourth arpeggios
have a violin descent and a cello ascent at the same
time. All are still without the syncopation. The
chords outlined by the arpeggios are almost imperceptibly
changed, and then the top note of the melody slides up a
half-step in the last two measures. The final harmony is
not on E-flat, but a “dominant seventh” on B-flat, leaving the
arrival on E-flat unfulfilled.
3:09 [m. 87]--Re-transition based on Part 2 (d).
The first four measures of the expressive string idea from
2:32 [m. 70] are played again, restoring the downbeat, but
they are in the “home” major key on A-flat, a minor third
lower than before. This artful change from the
“relative” to the “parallel” major was made smooth by the
previous harmonic alterations. The cello line is
slightly different than before, using a downward chromatic
motion instead of an upward one. The volume also recedes
rather than builds.
3:19 [m. 91]--At this point, the upward reach to the
chromatic descent, the volume has reached a level of pianissimo
where before it had been a climax. Brahms even asks for
it to get quieter than that. The first three notes of
the descent are doubled in length, creating an implied 3/4
measure superimposed on two measures of the prevailing 3/8
meter.
3:25 [m. 93]--The strings come to rest on a chord that
sounds like an “augmented sixth” in A-flat major.
Against this chord, the clarinet and bassoon enter almost
sneakily. What they play is none other than the first
three notes of the main theme of the Intermezzo (A) in
A-flat minor (the dotted upbeat and the long note on the
downbeat). The string chord does not behave as expected,
moving to the “subdominant” D-flat instead of the “dominant”
E-flat. This in turn moves to another “augmented sixth”
chord suggesting B-flat. Indeed, the clarinet and
bassoon now play the rising three-note figure on B-flat
minor. The string chords follow the same pattern, moving
to a chord on E-flat (which had been expected before, but
thwarted).
3:36 [m. 97]--The strings move to another “augmented
sixth” chord, and following the upward pattern, it suggests C
minor, the home key of the movement. The three-note
figure is heard on its original notes, but to increase the
significance of the moment, it begins a beat earlier and the
“upbeat” notes are doubled in length. The more piercing
flute and oboe replace the clarinet. When the “downbeat”
note arrives, the string chord is held and the horns enter on
C, creating great anticipation for the reprise.
THIRD SECTION, or “Intermezzo Reprise” (A’)
3:47 [m. 99, upbeat on the last beat of m. 98]--First
part (a). The statement of the theme is now given
to a solo horn instead of the cellos, which is a striking
change. The horn had taken part in the statement at 1:30
[m. 41], the “rounding” return, but now it is the leading
voice in the initial statement. The string accompaniment
is mostly as it was at the beginning, except that the cellos,
now freed from the melody, add a wide upward arpeggio.
The flutes, the only woodwinds, play a syncopated pulse.
3:57 [m. 103]--Continuation of theme in horn with
arrival on the “dominant” and rise into the extension,
analogous to 0:11 [m. 5].
4:07 [m. 107]--Extension leading to half-cadence on the
“dominant,” analogous to 0:21 [m. 9]. The “quintuplet”
turn figure in the horn is particularly striking.
4:16 [m. 111]--Repetition of the theme, corresponding
to 0:30 [m. 13]. The oboe, which was absent in this
statement before, is now given the presentation of the melody
instead of the first violins. The descending line
previously played by cellos is now taken by the bassoon.
The arching lines previously played by the bassoon are given
to the violas, now that all violins are participating in the
triplet rhythm. The cellos continue playing their wide
arpeggios, which dovetail and combine with the viola arches.
4:25 [m. 115]--Second phrase of the continuing oboe
statement of the melody, analogous to 0:39 [m. 17].
4:35 [m. 119]--Extension, corresponding to 0:48 [m.
21]. The oboe continues and concludes its presentation
of the theme to the full closure in C minor. It leads
again directly into the second part (b).
4:41 [m. 122]--Second part (b), analogous to
0:55 [m. 24]. The bassoon, having played the previous
cello line under the oboe statement, now continues in that
role as the primary presenting instrument for this contrasting
passage. The harmony above on the second statement of
the dolce motive (previously played by first violins)
is now taken by the clarinet.
4:50 [m. 126]--Continuation as at 1:03 [m. 28].
The clarinet now takes the lead in the descents following
notes held over bar lines. Downward leaps in the first
violins from upbeats to downbeats are added.
4:58 [m. 130]--Passage hovering around the note B, as
at 1:12 [m. 32]. The trill-like motion and the downward
turns are played by clarinets and bassoons in parallel thirds.
5:06 [m. 134]--Transitional passage corresponding to
1:20 [m. 36]. The clarinets and bassoons are left alone,
still playing mostly in parallel thirds through the first
arching figure. After they break off, the horn enters,
taking the previous role of the first violins on the second
and third arching figures, which are played against the
clarinet, then the bassoon in succession (these taking the
previous role of the violas). The “diminished seventh”
arpeggio in triplets is first heard from the cellos, as
expected. The two-octave continuation is not given to
the clarinets, however, who are otherwise occupied. It
is instead split, with the violas followed by the entering
principal flute.
5:17 [m. 139]--Third part (a’), analogous to
1:30 [m. 41]. The scoring is much richer than before,
with the melody played by first violins and cellos spread over
three octaves. The rescoring of the winds is
clever. The bassoons are largely as they were before,
with the descending lines in straight rhythm. The
clarinets now assist the second violins and violas with the
triplet accompaniment. The instruments that played the
melody before (flute, oboe, and horns) play the previous
clarinet material, including the alternation with the bassoon
on the descending straight rhythm.
5:27 [m. 143]--Second phrase, analogous to 1:40 [m.
45]. The same redistribution of the wind instruments
continues, along with the presentation of the melody by first
violins and cellos. The horns take the inverted echo of
the theme’s upbeat, which was previously played by clarinet
and bassoon.
5:38 [m. 147]--Extension, analogous to 1:49 [m.
49]. The closure on C minor leads directly
into the coda.
CODA
5:46 [m. 150]--Immediately after the cadence, on the
second and third beats of the measure, the winds play a chord
held over the bar line, reminiscent of the lead-in to the
“Trio” (B). But the chord is only held for the
first beat of the next measure. A second chord is then
heard with the same metric displacement (on the second and
third beats, held over into the first beat. These chords
are similar in harmony to the beginning of the “Trio” (even
suggesting A-flat minor), but they quickly move to another
cadence in C minor using material from the main theme, not the
“Trio.”
5:57 [m. 154]--The two chords held over bar lines are
heard again, now with the strings participating. The
second of these chords is now a “diminished seventh.”
After the chords, on the second and third beats of the measure
held into by the second one, the orchestra swells on a rising
line, richly harmonized in thirds, that uses the “longer”
version of the theme’s dotted rhythm. After the two-beat
pickup, this arching line superimposes a 3/4 meter upon the
prevailing 3/8, implying one 3/4 measure instead of two 3/8
bars. This includes even the two-beat pickup, which is
heard as a single-beat upbeat in an implied 3/4. The
obscured downbeat caused by the preceding chords (like the
“Trio”) makes the metric ambiguity even more complex.
6:10 [m. 159]--The harmonized rising line has turned
back down and receded on the last beat of the implied 3/4
measure. There follows a gentle three-chord descent to a
cadence in quarter notes. The second and third of these
are eighth notes followed by an eighth rest. The first
note-rest combination reaches across the bar line. Thus,
we have another 3/4 measure superimposed on two 3/8
measures. After these three chords, the final C-minor
chord does arrive on the downbeat. It is held for two
measures and the downbeat of a third measure. The sense
of 3/8 is restored by plucked strings on the second and third
of these measures.
6:27--END OF MOVEMENT [163 mm.]
4th Movement: Allegro (Varied Sonata-Allegro form
with development and recapitulation combined). F MINOR
(ending in F MAJOR), Cut time (2/2).
EXPOSITION
0:00 [m. 1]--Theme 1. All strings and bassoons in
unison, sotto voce, state the ominous main theme,
characterized by its long-short-short rhythms and downward
turns. The first four measures are a square, regular
phrase, clearly in F minor, but the main emphasis is on the
“dominant” harmony based on C. In the following three
measures, mild syncopation is introduced with off-beat
accents. The cellos and basses break away from the other
instruments here in pitch, but not in rhythm. Their line
is more linear and slightly less syncopated. With the
eighth measure, the bassoons and violins arrive on C-major
harmony, holding the chord while violas and cellos exchange
light, rustling upward arpeggios on that chord.
0:14 [m. 9]--The theme is now stated by flutes,
clarinets, and continuing bassoons, and it is harmonized in
thirds and sixths, mezza voce. The violas and
cellos continue with their rapid and light upward
arpeggios. The theme is lengthened in a most skillful
way. The fourth note is tripled in length and held over
the bar line, causing everything after it to be shifted
forward half a measure. The same thing happens with the
corresponding note in the second half of the phrase (which is
now on a downbeat). The phrase is thus lengthened to
five measures. Colorful harmonies are introduced in the
string arpeggios, including G-flat major (the so-called
“Neapolitan” chord a half-step above the home key) in the
second half.
0:22 [m. 14]-- The rustling viola/cello arpeggios
break. The second phrase with the off-beat accents and
syncopation is much like its first presentation, only in
strings, clarinets, and bassoons. The violins and low
strings exchange their lines so that the more linear one is
now above the more syncopated one. The violas add a new
harmony. There is a divergence before the last measure,
so that when the violas and cellos again start their upward
arpeggios, the arrival on C is delayed a measure by its own
“dominant,” G. That arrival is left to plucked low
strings.
0:31 [m. 19]--Interpolation (not part of Theme 1 or the
transition). After the low string arrival, the trombones
unexpectedly enter halfway through the same measure on an
E-flat, which they repeat on the downbeat. The strings,
lower winds, and horns then follow with a very familiar
idea--it is none other than Theme 2 of the second movement,
the one that was omitted from its recapitulation. It was
first heard in that movement at 2:19 [m. 41]. The
austere character remains, and it is very quiet. The
trombone intonation and its harmonized response are followed
by the triplets, now notated in quarter notes and fully
harmonized. The first four measures appear to be in the
key of D-flat minor.
0:39 [m. 23]--The trombones again intone their E-flat,
and the second movement theme proceeds with its longer
continuation. There is a brief suggestion of C minor,
but the “dominant” in D-flat (based on A-flat) is re-asserted,
and there is a turn now to D-flat major as the thematic
interpolation is completed. Once again, the trombones
intone a downbeat-upbeat E-flat, but now they swell
powerfully. This ends the strange interruption from a
previous movement, and the music continues as if it had never
happened.
0:55 [m. 30]--Transition. It begins powerfully,
with a strong upbeat and downbeat on C. This could have
easily followed the arrival before 0:31 [m. 19] without the
“interpolation” of the second movement idea. The full
orchestra plays two measures of these powerful upbeat-downbeat
figures, reaching up and back down. Then the low strings
and bassoons, suddenly quiet, play the second half of the main
phrase from Theme 1, still in F minor. It is immediately
followed by a continuation, with the upper woodwinds and
violins entering on a descent. A roll on the timpani and
a horn entry underpin a held string C. This again swells
greatly in volume as the woodwinds continue the descent for
another measure and a half.
1:05 [m. 36]--The powerful upbeat-downbeat figures
begin again. After one up and down motion as before
(beginning on the harmony of F major), the rising figures
become successively smaller and compressed, down to a simple
repeated pattern in the fifth and sixth bars. Meanwhile,
the low strings begin playing a syncopated “pedal point” on
the “dominant” note C. The full orchestra participates
except the trombones.
1:14 [m. 42]--The bass instruments move up to F,
remaining there for two measures as the repeated pattern in
the upper instruments moves up a fifth. The bass then
rises chromatically, still with the strong syncopation, as the
hammered up-down pattern settles on C and E-flat. When
the bass reaches the note G, the strings hammer it out in
leaping octaves, and it serves as the preparatory “dominant”
to an actual full arrival on C. At the same time, the
woodwinds and horns play a wailing descent in C minor,
harmonized in thirds. The instruments then reverse
roles, with the strings playing the wailing descent and the
winds the hammered G’s. One last shortened echo of the
descent, passed from winds to strings, leads to Theme 2.
1:29 [m. 52]--Theme 2 (C major). While the
transition has arrived on C minor, the theme itself is in C
major. The “dominant” key is not particularly common for
a second theme in a minor-key movement, but Brahms may be
compensating for not using it in the first movement. The
theme is a heroic and grandly arching melody, played in broad
triplet rhythm by the cellos and horn. First violins and
viola accompany with shorter off-beat triplet figures on
repeated notes. Bassoons and plucked string basses
provide the marching foundation. As in Theme 1, there is
a strong tendency toward the “dominant” note and harmony, now
G, and indeed the first phrase of the theme arrives there.
1:35 [m. 56]--The theme is now played, just as
heroically, by the first violins and woodwinds (flutes, oboes,
and bassoons). The second violins and violas play the
short off-beat triplet figures, with plucked cellos and basses
continuing to march. After the expected arrival on G,
this statement is extended downward by two measures to arrive
on E minor.
1:43 [m. 62]--The opening arch-like figures of the
theme are played twice by flutes and oboes on E (suggesting A
minor) against triplet pulsations in the strings and swelling
figures in clarinets, horns, and bassoons. Immediately
thereafter, the violins take over and wrench the harmony back
to G, which, despite its ubiquity, is still heard as the
“dominant” in C major. This motion is supported by
powerful chords in the winds, with trombones joining in.
1:49 [m. 66]--The previous pattern is repeated on G,
moving toward B-flat (suggesting a key center on
E-flat). Since E-flat is “relative” to C minor, this
effectively sets up that key for the Closing Theme.
1:56 [m. 70]--Following the arrival on B-flat, the full
orchestra, including trombones and timpani, blasts out the
harmony of A-flat major, which is “relative” to the home key
of F minor. This begins the transition into the Closing
Theme. The low strings play an arpeggio on A-flat, to
which the violins and woodwinds respond with a surging line
that plunges down, then leaps up higher and plunges down
again. The inner strings play triplet pulsations while
the horns and trumpets blast out syncopated chords. This
plunging line leads directly to C minor. A reiteration
of the last anticipatory figure greatly increases the tension.
2:02 [m. 75]--Closing Theme (C minor). Following
the heroic second theme, this minor-key sequel is intense and
dramatic. It begins with a hammered syncopation in
flutes and violins. A descending line is reiterated
against powerful descending arpeggios in the lower strings and
strong wind chords. There finally seems to be a strongly
rooted key center rather than an emphasis on “dominant”
harmony. The theme makes a quick upward turn, then again
surges forward and upward in the woodwinds and middle strings
against a repeated G in first violins and cellos. The
horns also play this G in a contrasting syncopated rhythm that
seems to “alternate” with the dotted rhythm in the rest of the
orchestra.
2:11 [m. 81]--Strongly but briefly moving to F minor,
the orchestra, with punctuating trombones and timpani, blasts
out a dissonant chord followed by a powerful descent with
upward thrusting bass motion. This descent turns around
and moves back to C minor, then again surges forward as
before, this time with the repeated G in the bass, again
“alternating” with the syncopated horns. The strings
play dotted rhythm, the winds straight chords. There
then follows a highly chromatic sequence of four chords with
upward motion by half-step in the top voices. The winds
and strings reverse rhythm, with the former playing the dotted
rhythm. The inner strings pulsate in triplet
rhythm. As chromatic and dissonant as these four chords
are, there is no large-scale harmonic motion, and they land
again on C minor.
2:20 [m. 87]--The closing theme begins again, but in
its third measure, it reaches higher. It now leads to a
series of three upward thrusting figures that place a strong
accent on the last eighth note of each four-note group--the
very weakest part of the beat. They are also again
highly chromatic, vacillating between F minor and C
minor. After a zigzagging interruption, the three upward
thrusting figures are repeated. The “zigzagging
interruption” is now doubled in length and moves to the
distant key of B minor.
2:32 [m. 96]--In B minor, the winds play a hint of the
main theme that breaks into three upward scale fragments in
triplet rhythm. The strings support the B-minor
harmony. It does not last long. Immediately after
the wind flourish, the orchestra moves strongly back to C
minor with a series of powerfully hammered two-note groups in
upper strings, horns, and trumpets, supported by a marching
bass and woodwind chords. These continue for four
measures, with the bass turning around and marching back down
halfway through.
2:41 [m. 102]--Transition to
development/recapitulation. The opening fragment of the
main theme is heard in first violins and violas, strongly
moving back to F minor. This is repeated at a higher
level. The hammered two-note groups continue against it
in the lower strings, bassoons, horns, and trumpets.
These cease as the bassoons and horns play the thematic
fragment against plucked strings. Here, the music
rapidly quiets down. The opening fragment is reduced to
its first three notes, which are passed up and back down by
the woodwinds. Plucked strings then lead smoothly back
to the full reprise of the main theme.
DEVELOPMENT/RECAPITULATION
Recapitulation of Theme 1
2:51 [m. 108]--Theme 1. Before the development,
the main theme is given a reprise in the home key. The
unison statement is in the woodwinds, played over plucked
string notes, also in unison. Initially, this is without
oboe. The main four-measure phrase is extended by two
measures with continuing downward scale figures in the winds,
including oboe and briefly the low strings. Halfway
through the second measure, the strings begin to play the
original second phrase with off-beat accents. The notes
are doubled in length, and the syncopation is smoother.
The notes are passed to winds and then back to strings.
This haunting transformation stretches four measures to
six. The total of eight measures is expanded to twelve.
3:11 [m. 120]--Oboe and bassoon now present a
straightforward statement of the opening phrase. It is
accompanied by hushed but agitated rising half-step figures in
the strings, also punctuated by flutes and clarinets. In
the following four measures, the downward scale figures from
the end of the main phrase are again continued, but this time
the second phrase with off-beat accents is not heard.
The descending scale fragments are passed from oboe and
bassoon (who just stated the thematic phrase), to clarinet, to
first violins with bassoon support, to oboe, then to clarinet
and bassoon. The rising half-steps continue in the lower
strings, breaking briefly when the first violins take up the
descending scale.
3:24 [m. 128]--In a transition to the development
section, the strings now take up the descending scale derived
from the end of the thematic phrase, adding harmony.
Violins are joined after a measure by violas and cellos.
Clarinets and bassoons sneak in with a fragment of the second
phrase, lengthened out as before. The scales break off,
and the fragment of the second phrase is reduced to a
harmonized descending half-step. Throughout this
transition, F minor has held on rather tenaciously, but here,
the note F-flat in the cellos and basses signals a
change. When the flutes and oboe enter with a descending
line, they herald the development proper.
Development
3:35 [m. 134]--Playing in a measured tremolo
over a low held E-flat in cellos and basses, the violins play
a version of the main thematic phrase in the key of A-flat
minor. This version of the theme is broken up with rests
after every two beats of the melody. Thus, the four-bar
phrase is stretched out to eight measures by these halting
rests. The flutes and oboe, who led into this statement,
continue to play a slow descending harmonized scale.
Halfway through the phrase, after four measures, the violas,
cellos, and basses take over for the violins, and the slow
descending wind scale moves to clarinet and bassoons. In
the eighth measure, the point of arrival unexpectedly and
quietly turns down as if to start the theme again.
3:47 [m. 142]--In a sudden, powerful outburst, the
opening downward turn of the theme is used in a rapid upward
sequence of changing harmonies. The strings take over
the slow descending scales from the winds, passing them in a
sequential manner down from violins to violas to cellos in a
continuous motion with emphasis on two-note groups. The
thematic opening itself is first stated by the upper
winds. After a brief pause, the low strings (while the
other strings are playing the scales) take the thematic figure
and quickly pass it to the horns. This pattern is
repeated a second time. The harmony moves from A-flat to
B-flat to C.
3:53 [m. 146]--The sequence continues, but the pattern
is shortened. The upper wind statement is still followed
by a brief pause, but now it is directly followed by the horns
without the low strings, shortening the pattern by half a
measure. Then the pattern starts again, but this time
the pause is eliminated (and the violas play with the upper
winds). The string figures are now even more focused on
two-note descents, and the first violins reach high.
Finally, the winds and violas play a last punctuation to close
out the pattern and the sequence. The harmony has moved
up to D and E. The latter is transformed to the
“dominant” of A minor in the breathtaking, surprising climax
that follows.
3:58 [m. 149]--Everything breaks off in an extremely
dramatic general pause. On the upbeat, with powerful force, we
hear the chorale theme--originally the second theme of the
second movement and then unexpectedly heard as an interruption
in this movement’s exposition. Its potential for a grand
apotheosis could not have been predicted back when it was
heard in the second movement. While the violins take
part in the initial upbeat, the main argument is given to
woodwinds, brass, and basses. The familiar alternation
is between the higher wind instruments and the lower ones
(bassoons and trombones) with horns split between them.
Meanwhile, the strings begin a forceful accompaniment with
swirling, arching motion in fast triplets. The slower
triplets of the chorale theme are also played in
alternation. The key is A minor.
4:07 [m. 155]--The chorale theme, with the swirling
triplets in the strings, continues. After the A-minor
statement, it is heard in C minor, then in C-sharp/D-flat
minor, then in E minor. The alternation in the winds
between the upbeat-downbeat groups and the slow triplets
becomes less predictable, but the identity of the second
movement theme is never in doubt. With the passage in E
minor, the slow triplets completely take over. The
tension and power do not abate. The string triplets have
widened, including arpeggios.
4:26 [m. 167]--The last upward shift in the key
sequence is to the home key of F, but it is now triumphantly F
in its major version. The tension between A-flat and
A-natural from the very beginning of the whole symphony,
between F minor and F major, seems to have been definitively
won by F major and A-natural. The climax is intense,
with the chorale blasted out by all the winds and brass, and
with the timpani making a grand entrance. The fast
string triplets are jubilant, including descending
arpeggios. Everything culminates in a massive chord with
thundering timpani roll as the strings plunge downward--and
then the anticipated glorious arrival is mercilessly aborted
with the intrusion of the seemingly vanquished A-flat.
Recapitulation Continued
4:33 [m. 172]--Transition, analogous to 0:55 [m.
30]. Because the second movement theme has just reached
its grand fulfillment, there is no need to return to it
again. The first two measures of the transition, with
the powerful upbeat-downbeat figures, are essentially as they
were in the exposition, but with the winds playing chords
instead of the figures themselves. But then, instead of
the last two measures of the main Theme 1 phrase at a quiet
level, the whole thing is played in a feverish, forceful
transformation. The melodic notes in high strings are
fragmented into downward turning figures off the beat, but
still very recognizable as the theme. The winds support
with off-beat chords, and the bass instruments play leaping
upward octaves on the downbeats. There is a one-measure
extension with a plunging string descent.
4:43 [m. 179]--Here the expected adjustment is made to
remain on the home key center for Theme 2. The passage
analogous to 1:05 [m. 36] is compressed by one bar, perhaps to
make up for the previous one-measure extension (three measures
with the full statement of the theme). The high strings
and winds alternate on the upbeat-downbeat figures, arching up
and back down. The bass instruments, meanwhile, march in
a zigzag pattern. In the third measure, there is a
powerful chromatic motion, with the bass landing on F.
The next two measures correspond to the last two of 1:05 [m.
36], with the repeated up-down pattern, a fourth higher than
before.
4:51 [m. 184]--From this point, there is close
correspondence, here with 1:14 [m. 42], everything a fourth
higher. The bass moves up to B-flat for two measures as
the repeated pattern moves up a fifth. There is the
rising chromatic motion in the bass, with the hammered up-down
pattern now settling on A-flat and F. The leaping bass
octaves are now on C instead of G. The “wailing
descent,” now in F minor, is changed so that the wind and
string alternations are reversed, with the strings playing it
first, supported by a powerful inner tremolo in
triplet rhythm. The winds follow, and the shortened echo
leading to Theme 2 is also so reversed.
5:06 [m. 194]--Theme 2 (F major). Now in the home
major key, it closely corresponds to 1:29 [m. 52], even with
the same instrumentation, cellos and horns again presenting
the heroic triplet-rhythm melody.
5:12 [m. 198]--Extended statement, corresponding to
1:35 [m. 56]. The wind scoring is lighter, without
flutes, but the string scoring is the same. The motion
is now to C, with the extension going toward A minor.
5:20 [m. 204]--Analogous to 1:43 [m. 62].
Arch-like figures in the winds against triplet pulsations,
followed by strong violin motion, now toward C as the
“dominant” of F major. The orchestration is nearly the
same, the biggest difference being the clarinets playing the
arching figures with the oboes instead of the flutes (who now
play the “swelling figures”).
5:26 [m. 208]--Previous pattern on C, moving toward
E-flat (suggesting A-flat major) in preparation for Closing
Theme in F minor, analogous to 1:49 [m. 66].
5:32 [m. 212]--Transition into Closing Theme, analogous
to 1:56 [m. 70]. The “blasted” harmony and low string
arpeggio are on D-flat. Surging, plunging line leading
back to F minor. The full orchestration is largely as
before.
5:39 [m. 217]--Closing Theme (F minor), analogous to
2:02 [m. 75]. There are some subtle shifts in
orchestration, such as the horns supporting the melody for the
first two measures and the flutes continuing to double the
violins two measures beyond what they did before. The
inner strings are also somewhat rearranged. The upward
turn, forward surge, and syncopated horns are all present as
before.
5:48 [m. 223]--Analogous to 2:11 [m. 81]. Strong
but brief motion to B-flat minor. Dissonant chord,
powerful descent, and thrusting bass motion. Motion back
to F minor, forward surge with repeated C in the bass
alternating with syncopated horns, then chromatic sequence of
four chords. The strings and winds alternate their
rhythms as before.
5:56 [m. 229]--Closing Theme reaching higher, then
upward thrusting figures with strong accents on last eighth
note of four-note group, corresponding to 2:20 [m. 87].
Again, the horns support the melody for two measures where
they did not do so before. Vacillation between B-flat
minor and F minor. The second “zigzagging interruption”
now moves to E minor.
6:09 [m. 238]--Wind hint of main theme in E minor
breaking into upward scale fragments in triplet rhythm,
analogous to 2:32 [m. 96]. Then strong motion back to F
minor with hammered two-note chords. Significantly, the
marching bass line in the low strings and bassoons is now
replaced by the first three measures of the main theme itself
in its original key. The fourth measure of the theme is
supplanted by a continuation of the pattern in the third
measure. In a way, this unexpected return of the main
theme in the bass is a reference back to 2:51 [m. 108], which
shortly followed the analogous passage to this one, at a point
which will now yield to the coda. The placement makes it
an extremely artful variant.
6:17 [m. 244]--Transition to Coda. The passage
closely follows the pattern from 2:41 [m. 102], even down to
the instrumentation. The second statement of the opening
fragment is not an octave higher, and that is the only major
change. There is even an analogous motion toward B-flat
minor. Brahms thwarts this by extending the passage by
two measures and diverting the key a half-step higher, to B
minor. He accomplishes this with slowed down statements
of the opening turn in horn, then bassoon.
CODA
6:31 [m. 252]--As the horn and bassoon trail off, the
violas enter. After holding the first note for a full
measure, they begin an entirely new version of the main theme
in a slow triplet rhythm. They play it in the distant
key of B minor, an unusual place to begin the coda. The
low strings and later the violins accompany this strange
transformation, along with isolated interjections from bassoon
and horns.
6:40 [m. 257]--Overlapping with the completion of the
violas’ statement of the main phrase, the clarinet and bassoon
apparently begin a repetition of this new version. In
the second measure, however, they divert the key up a minor
third, to D. The oboe and horn then enter in overlap and
do the same thing, diverting the key up a minor third.
This neatly and quickly gets the music back home to F, still
minor for now. The plucked strings continue to accompany
these two harmonic shifts underneath the triplet rhythm.
6:46 [m. 260]--In the second half of the measure after
the return to F minor, there is a timpani roll and a quiet
wind/brass chord. Underneath this, the cellos and violas
start the light, rustling upward arpeggios previously
associated with the “lengthened” version of the theme from
0:14 [m. 9], which has not been heard since then. There
follows a measure (m. 261) corresponding to m. 8, with the
string arpeggios on C underneath the slowly moving wind
chord. Then the lengthened five-measure theme itself is
played, largely as it was at the beginning, with flutes an
octave higher and violins joining with the violas on the
arpeggios. At the end, the brass enters on the last
chord and the strings introduce a distinctive trill figure.
6:58 [m. 267]--This is the key moment of the movement
and the symphony, only surpassed by the arrival of the “big
tune” in the finale of the First as the most magical such
moment in all four Brahms symphonies. The key signature
changes to F major. Brahms marks a slowing to “Un poco
sostenuto.” The oboes have entered on the last chord of
the “lengthened” theme and quickly swell. With the
sudden and striking change to major, they mark its emergence
with a statement of the theme in double note values. The
violins and violas, meanwhile, establish a rustling pattern
that combines the arpeggios with the trill figure and wide
alternations. Flutes join the oboes halfway through the
phrase. The horns play warm and noble harmonies.
7:06 [m. 271]--As the phrase concludes, the low strings
and the woodwinds exchange statements of the opening turn
figure from the theme. Then the oboe does something
truly unexpected: it intones the familiar and important
four-note version of the “motto” from the first
movement, originally heard in that movement at 0:13 [m.
7]. It is played on B-flat in the form heard in the
first movement at 0:22 [m. 11]. Underneath it, the horn
and violas play rising statements of the opening turn from
this movement’s (the finale’s) theme. The string figures
become broken by rests. Under the oboe intonation, the
violins oscillate.
7:16 [m. 275]--The exchange of low strings and
woodwinds on the opening turn figure is repeated, with the
order of wind instruments reversed (bassoon and flute before
clarinet; in the previous statement, the clarinet was
first). The intonation of the four-note “motto” is
repeated, now by the horn. Under it, the trombones make
a solemn entry. The rising statements of the opening
turn heard under the oboe are absent. The string
figuration changes. Under the turn figure, they play
arpeggios broken by rests. Under the intonation, the
cellos oscillate, then the trill figure appears as the strings
again play continuously. The figuration with the trill
figure is continued, steadily rising in an extension a measure
and a half beyond the “motto.”
7:29 [m. 280]--In the major-key statement of the main
theme, its rhythmic kinship to the main theme of the second
movement has become clear. The theme from that earlier
movement that has played a large role in this finale now has a
final turn on the floor. Beginning halfway though the
measure, the oboes, bassoons, horns, trumpets, and trombones
begin a statement of the chorale theme in F major. Its
upbeat-downbeat repeated chords alternate with the low
strings. The upper strings continue to play the
trill-like figure, against the low strings, breaking when the
winds play.
7:38 [m. 284]--In pure F major, the second movement
theme swells forward in the solemn color of the wind
instruments, moving through the slow triplet rhythm and
repeating it as the strings continuously play their now mostly
consistent figuration. They continue to play in a bridge
to the next statement.
7:48 [m. 288]--The alternating chords are heard
again. This time they reach higher, strongly emphasizing
the “subdominant” harmony of B-flat. The continuation
through the slow triplets shifts again upward toward E-flat,
but the repeated slow triplets descend and easily move back
toward F. This second statement of the material is
particularly heartfelt and warm, despite the mild harmonic
deviations. What sounds like the beginning of another
statement turns out to be a cadence on F, and we bid farewell
to this surprisingly fruitful theme, which has made three
major appearances in a movement where it did not originate.
8:09 [m. 297]--The arpeggios and trill figures in the
strings create a shimmering background. The cellos and
bassoons return to the opening turn figure of the finale’s
main theme, rising in two statements. Against it, the
flutes, oboes, and horn play the original full-measure “motto”
on F and A-flat, with its original harmonies (now in burnished
trombones) on the F major chord and the “diminished seventh”
chord, thus going all the way back to the very beginning of
the symphony. It is notable how the opening figure from
this movement’s main theme fits so smoothly together with the
motto. This is emphasized by harmony on D-flat,
associated with both ideas, placed between the major chord and
the “diminished seventh” chord.
8:15 [m. 299]--The pattern is repeated, with the
strings an octave higher, the clarinet joining flutes and horn
on the “motto” notes, oboes joining the harmony and trombones
dropping out. This time, the motto reaches up to its
conclusion on the high F, setting the stage for what
inevitably must follow.
8:21 [m. 301]--The way Brahms has prepared for this
moment is a display of unparalleled skill. With the
motto reaching up, the main theme of the first movement must
follow, and indeed it does, in a transformation that can only
be described as a transfiguration. The harmony in the
winds (now without the trombones) has conclusively settled on
an F-major chord and will not leave it. The upper
strings play the theme on the top notes of a radiant tremolo.
The second note of the theme is held over a bar line,
reflecting the rest in the middle of the measure and the
implied 3/2 of the original presentation in the first
movement. The extended descent, with cellos joining,
reflects exactly the presentation at the end of the first
movement.
8:32 [m. 305]--Again reflecting the end of the first
movement, the violas and cellos continue the tremolo
and play the last notes in a “straight” descent. Upon
their arrival, the timpanist plays a roll on a low F,
sustained for two measures against the F-major harmony in the
winds. Plucked strings articulate the second of these
measures and then the held chord in the final measure.
The mirroring of the first movement means that this finale
ends quietly, as in fact do all four movements of the
symphony. This may create a headache for concert
programmers, but it is inconceivable that this masterpiece
could end in any other way.
9:01--END OF MOVEMENT [309 mm.]
END OF SYMPHONY
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